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Compliance jobs in Hong Kong

1 to 40 of 15,349 compliance jobs

Vp, Ibd Private Side Compliance
Company: Top tier Global Investment Bank |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

VP, IBD Private Side Compliance [Description] Top tier global investment bank is looking to hire a senior legal... and compliance VP - Director level professional for its Investment banking and Capital Markets business to look after the private...
Compliance Manager - Bf-ec-19529rup
Company: Leading Securities Firm |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

Compliance Manager - BF-EC-19529RUP [Description] Responsibilities Ensure compliance and report any suspicious... regulations and to update management and/or staff Establish and update the compliance policies, procedures and guidelines...
Financial Crime And Compliance Internal Audit Director
Company: Tier One International Investment Bank |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

FINANCIAL CRIME AND COMPLIANCE INTERNAL AUDIT DIRECTOR [Description] The incumbent will report directly... annual audit plan, training members of the IA team on AML & Compliance matters and building senior stakeholder relationships...
Associate, Compliance
Company: Standard Chartered Bank |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

of existing) Compliance policies and procedures for application in the country designed to eliminate or minimise the risk... management, front line and support staff and Legal & Compliance staff to ensure that compliance policies and procedures...
Compliance Analyst
Company: Neuberger Berman |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

as an organisation that is decisive and strives to keep corporate bureaucracy to a minimum. Role Based in Hong Kong, the Compliance... Analyst will be a member of the compliance team covering Neuberger Berman’s business activities and operations across the Asia...
Analyst, Compliance Surveillance, Hong Kong
Company: JPMorgan. |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

. is available at http://www.jpmorganchase.com www.jpmorganchase.com The Asia Pacific Regional Compliance Department is seeking a high... calibre individual to join our Compliance Surveillance team. Reporting to the Surveillance Manager in Hong Kong, the candidate...
Compliance Manager
Company: AMAC Human Resources Consultanats Ltd |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

she is looking for appropriate candidates for the following position: Compliance Manager Responsibilities: Provide day-to-day regulatory advice... and guidance on rules and internal policies and its latest updates, ensure the business units in compliance with the laws, rules...
Vice President Compliance
Company: Profile Search & Selection |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 26 May 2017

of Compliance, Asia Education: Bachelors/ Degree Function: Legal,Banking, Insurance & Financial Services Role: Equities.../ Capital Markets,Compliance & Control,Other Legal & Compliance Industry: Posted On: 24th May 2017 Job Ref code...
Legal And Compliance Analyst
Company: Profile Search & Selection |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 26 May 2017

and Compliance Analyst Education: Bachelors/ Degree Function: Role: Other Legal & Compliance,Legal Assistant/ Apprentcie,Fresh... Hong Kong team, you'd be part of the regional Legal & Compliance function and working on both legal and compliance matters...
Manager, Investment Compliance
Company: AIA Careers |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 11 May 2017

Position Objectives: The incumbent is responsible for implementation of an effective investment compliance program.... Responsibilities: Portfolio Monitoring – provide an investment compliance monitoring to ensure Group, AIA HK and Macau are in...
Compliance Consultants
Company: CA Compliance Talent Solutions |

Location: Hong Kong, Hong Kong

| Salary: HKD30000 per month | Posted: 25 May 2017

If you are looking for a diverse compliance environment where we provide support to every type of licensed entity in... Hong Kong, as well as consult on regional and international compliance issues, then our firm provides a good career choice...
Compliance Testing Consultant
Company: Wells Fargo Bank |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

Reporting to the Asia Pacific Compliance Testing Manager in Hong Kong, the team has an opening for a Compliance... Consultant position responsible for leading and executing regulatory compliance and operational risk testing coverage...
Credit Risk Compliance Operation Analyst - Investment Bank
Company: Hays Malaysia |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

, compliance with credit conditions, accurate bookings/entries in the systems, identifying collateral shortfalls and ensuring...
Asset Management Compliance Officer
Company: UBS AG |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

Hong Kong City Hong Kong Job Type Full Time Your role Are you passionate about working in compliance... - perform compliance monitoring and regulatory reporting - prepare compliance and risk reporting to management - monitor...
Apac Head Of Trade Surveillance Compliance, Asset Management
Company: Randstad Hong Kong |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

APAC head of Trade Surveillance compliance, Asset management Our client is a top tier, leading Global Investment Bank..., an outstanding opportunity has arisen for a high-calibre Compliance professional to join the asset management compliance team based...
Banking - Senior Vice President / Vice President - Anti-money Laundering Compliance
Company: Gulf Connexions |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

/CFT issues - Responsible for training investigators and other AML compliance staff Requirements - Degree holder in... Economics, Business Administration, Law, or related disciplines - 7+ years of banking compliance experience in AML and banking...
Assistant Vice President/vice President, Global Financial Crimes Compliance Specialist
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

and awareness in support of our Diversity and Inclusion. Position Description The Global Financial Crimes Compliance ("GFCC...") Specialist under supervision, assists Global Financial Crimes Compliance executives and managers in any of the following...
Vice President - Compliance Review And Testing Officer - Hong Kong
Company: Nomura Asia |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

Overview: Responsible for providing compliance support to Asia ex-Japan Equities business and operations with focus... on performing compliance review and testing. Responsibilities: Performing Compliance review and testing from initial planning...
Assistant Vice President/vice President, Global Financial Crimes Compliance Specialist
Company: Bank Of America / Merrill Lynch |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

Compliance ("GFCC") Specialist under supervision, assists Global Financial Crimes Compliance executives and managers in any... of the following activities in support of the identification, escalation and timely mitigation of compliance risks in...
Aml Compliance Director - European Private Bank
Company: Morgan McKinley Hong Kong |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 27 May 2017

for a seasoned AML Director to join the compliance team. Responsibilities Support the Head of AML Compliance & MLRO in discharging... activities and other ad hoc compliance reviews. Handle regulatory enquiries in AML and related matters. Perform administrative...
Ethical Trade Manager - Asia
Company: zLabels GmbH |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 24 May 2017

Source, supporting remediation of non compliancesYou develop a network of reliable technical solutions providers in factory locations and communicate factory standards manuals, defining clear...
Urgently Requirement For Human Resource Managers In Hong Kong
Company: Vantage Immigration Consultancy Services Pvt Ltd. |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 27 May 2017

Recruiting and staffing. organizational departmental planning. performance management and improvement systems. organization development. employment and compliance to regulatory concerns...
Ethical Trade Manager - Asia
Company: zLabels GmbH |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 24 May 2017

Source, supporting remediation of non compliances You develop a network of reliable technical solutions providers in factory locations and communicate factory standards manuals, defining clear...
Corporate Compliance Officer
Company: Omega Compliance Limited |

Location: Hong Kong, Kowloon, HK

| Salary: unspecified | Posted: 25 May 2017

To execute on site factory social compliance and factory security evaluations. To monitor audit and... Group Human Resources Director , Omega Compliance Ltd., 8th Floor, Tower II, The Harbourfront, 18 Tak...
Corporate Compliance Officer
Company: Omega Compliance Limited |

Location: Hong Kong, Kowloon, HK

| Salary: unspecified | Posted: 27 May 2017

To execute on site factory social compliance and factory security evaluations. To monitor audit and... Group Human Resources Director , Omega Compliance Ltd., 8th Floor, Tower II, The Harbourfront, 18 Tak...
Compliance Manager || Leading Asset Management Firm
Company: Selby Jennings |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 14 May 2017

Salary. Competitive This is for the Compliance Manager position at a leading Asset Management firm based... Requirements for the Compliance Manager position. Must have Asset Management background (buy side) with...
Manager, Risk, Legal &compliance (compliance)
Company: Dah Sing Financial Group |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 24 May 2017

Ob Responsibilities. Provide legal and compliance advice that support and facilitate the delivery of... Complete required compliance reviews and questionnaires within designated timeframes. Develop and drive...
Manager, Aml Compliance , Retail Banking, 1334
Company: BANK STREET BY SLOANE MANHATTAN |

Location: (Unspecified city), Kowloon, HK

| Salary: unspecified | Posted: 23 May 2017

Job Description. Formulate AML Compliance policies for ensuring the Business operations complied to the... Review the compliance controls and identify areas for improvement in investment products services...
Associate Director, Regulatory Compliance - Standard Chartered Bank
Company: Jobomas.com |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 25 May 2017

To assist the management to promote, lead and manage the culture and practice of compliance with the... financial loss. To advise business and support units on legal and compliance issues arising from their...
Analyst / Associate - Control Room Compliance Officer - Hong Kong
Company: Nomura International (Hong Kong) Limited |

Location: Hong Kong, HK

| Salary: unspecified | Posted: 25 May 2017

Position Group Overview. Control Room, Investment Banking and Research Compliance in Asia ex Japan... Provide guidance to offshore compliance functions supporting staff dealings review and Control Room...
Senior Compliance Officer
Company: AXA |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 26 May 2017

Description. To provide compliance comments to the business lines onvarious initiatives, including but... Review marketing materials and products. Provide compliance advice on projects and other initiatives...
Compliance / Aml / Internal Audit / It Audit (banks With Work Life Balance)
Company: SALT Consulting International Company Limited |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 15 May 2017

Our clients are PRC Investment Bank and PRC incorporated banks in Hong Kong. They are now hiring a number of General Compliance, AML, Internal Audit and IT Audit roles. The positions ranged...
Assistant Manager - Legal & Compliance
Company: Gemini Personnel Limited |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 15 May 2017

Assist in developing, updating and reviewing company policies and guidelines from the compliance... In charge of compliance matters to ensures high standards of corporate governance in region to meet...
Vp, Securities Compliance, Investment Banking 1405
Company: Bank Street by Sloane Manhattan |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 15 May 2017

Owing to expansion, they are seeking a Senior Compliance Manager with focus on Securities Compliance to... Job Description. Provide compliance advisory service to the Group on sponsor, financial advisory, DCM...
Compliance Manager / Assistant Manager - General Insurance
Company: Hays |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 15 May 2017

A new headcount for a Compliance Manager. Assistant Manager for this established general insurance firm... They are looking for an Compliance Manager. Assistant Manager. Your new role. This is a high visibility...
Senior Manager, Legal & Compliance
Company: Armi Executive Search Limited |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 14 May 2017

Responsibilities. Provide legal services to the Group's insurance entities. Work with compliance senior... Balance the company's and legislative requirements. Provide compliance advice on marketing campaigns...
Regional Head Of Sanctions Compliance || Top Tier International Bank
Company: Selby Jennings |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 27 May 2017

Salary. Up to 1.5m HKD. bonuses. benefits This is for the Regional Head of Sanctions Compliance position... Requirements for the Regional Head of Sanctions Compliance position. Manage a team of up to 50 people...
Legal & Compliance Officer
Company: Sun International Securities Limited |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 13 May 2017

Key Responsibilities. Perform and handle full spectrum of compliance duties for Sun International... Develop training materials and coordinate compliance. AML training. Preparing regular and ad hoc...
Compliance Officer Associates
Company: JAC Recruitment Hong Kong Co., Limited |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 12 May 2017

They are seeking for a candidate with English speaking compliance officer associates in their middle... Responsibilities. Assist Data Compliance and Research Management in addressing legal and compliance...
Senior Financial Compliance Manager (regulatory Reporting)
Company: Bank of China (Hong Kong) Limited |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 14 May 2017

Drive the report preparation processes, ensure operational efficiencies and compliance to accounting policies and standards. Provide analysis and advice on HKMA and Basel related regulatory...