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Compliance jobs in Hong Kong

1 to 40 of 15,911 compliance jobs

Regulatory Compliance Manager - Securities Firm
Company: Oliver James Associates |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Key responsibilities: Regulatory Compliance advisory for the business, senior management and internal team. Focal... within timelines; To review periodic or ad hoc reports or information provided to Asia Pacific Regulatory Compliance...
Regulatory Compliance Manager - Asian Securities Firm
Company: Oliver James Associates |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

or information provided to Asia Pacific Regulatory Compliance and to take necessary actions if required; Actively participate in the... formulation Risk & Control assessment with an emphasis on risks that have a Compliance ownership; To promote, lead and manage the...
Associate - Compliance Reporting (investment Firm)
Company: Hays Banking & Financial Services Hong Kong |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Seeking candidates with a compliance/audit/risk background for this regulatory reporting role. Your new company... This Global Investment Fund is seeking a candidate with a hybrid background in Compliance, Audit, and Regulatory Reporting...
【featured Japanese Jobs】associate (compliance) - Securities
Company: unknown |

Location: Hong Kong Island, Hong Kong, Hong Kong

| Salary: HKD30000 per month | Posted: 08 Sep 2017

Required language skill Cantonese(Native), English(Fluent) Salary 25,000 〜 30,000 HKD Associate (Compliance) - Securities.... They are now looking for an Associate in their Compliance Department with the following requirements: Job Duties: To perform document checking...
【featured Japanese Jobs】associate / Senior Associate (compliance & Legal)
Company: unknown |

Location: Hong Kong Island, Hong Kong, Hong Kong

| Salary: HKD40000 per month | Posted: 06 Sep 2017

), English(Business) Salary 25,000 〜 40,000 HKD Associate / Senior Associate (Compliance & Legal) Business... Department maintain an effective compliance and control system, administrate all functional documentation and crucial / statutory...
【featured Japanese Jobs】legal & Compliance Assistant Manager - Consumer Goods
Company: unknown |

Location: Kowloon, Hong Kong, Hong Kong

| Salary: HKD30000 per month | Posted: 06 Sep 2017

), Chinese(Business) Salary 24,000 〜 30,000 HKD Legal & Compliance Assistant Manager - Consumer Goods Business... from the compliance perspective Handle some company secretarial matters and provide the administration support to the...
Product Compliance Manager
Company: unknown |

Location: Kowloon Bay, Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

company direction on product compliance and drive action to achieve Avery Dennison business goals. YOUR RESPONSIBILITIES... WILL INCLUDE : Drive and lead product compliance team to establish, implement and improve standard operation process in global...
Investment Compliance, Manager To Sr. Manager, Asset Management
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

The Regional Compliance team is a team of 6 with a wide Compliance coverage. The main duties of the Investment... Compliance role consists of, but not limited to: * Handling the investment/trade compliance for the Regional trade desk...
Bank Compliance Manager - Planning & Budgeting
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Bank Compliance Manager - Planning & Budgeting - 1111 [Description] This role would suit a compliance professional who... Compliance Division for this Bank. The Role: Management of planning and budgeting for both AML department and Regulatory...
Aml Compliance Manager - International Bank (contract)
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

. So if you're looking to take your career to the next level, visit AML Compliance Manager - International bank (contract...) European Bank Good exposure to AML Compliance Client Details Top-tier European bank Description AML compliance...
Head Of Compliance
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

looking to take your career to the next level, visit www.michaelpage.com.hk Head of Compliance Head of Compliance - Global Award Winning... bank are seeking a new Head of Compliance in the Hong Kong operation. Building on an already strong global presence...
Compliance Officer - Regional Securities Firm
Company: Hays Banking & Financial Services Hong Kong |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Seeking candidates with a Compliance background for this opening within a regional securities firm Your new company... This Regional securities firm is seeking a Compliance Officer to assist in ensuring that the firm is adhering to regulatory changes...
Senior Business Compliance Manager
Company: Bank Of China (Hong Kong) Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Responsibilities: Ensure bank's policies and procedures are in compliance with regulatory requirements Manage... and conduct compliance checking to monitor sales activities are in compliance with policies and procedures Analyze potential...
Head Of China (prc) Compliance
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

You the responsibility to ensure a robust second line of defense for Credit Suisse’s Compliance programme in the PRC..., as an integral member of the Asia Pacific Compliance team You the chance to build and lead the PRC compliance team, ensuring...
Senior Compliance Advisor Cum Company Secretary, Director/svp
Company: i-Contact |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Major responsibilities: Act as Senior Compliance Advisor for the Group, currently with businesses operating.../Corporate Governance; An Associate member of HKICS/ ICSA; Min 10 years’ working experience in Compliance and Company...
Compliance Agent
Company: unknown |

Location: Wan Chai, Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

. Compliance agent 18-Sep-17 jobsDB Ref. JHK100003005585761 » Tools » Save this Job » Share » Print this Job Ad » Report... this Job Job responsibilities: » Develop compliance programs and perform compliance testing » Design and conduct compliance training...
Compliance Agent / Manager
Company: unknown |

Location: Wan Chai, Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

. We are now seeking high caliber and self-motivated candidates to join our team. Compliance agent / Manager 19-Sep-17 jobsDB... advice, interpretation and recommendation on existing and new regulatory compliance requirements of the current and new...
Compliance Manager, Garment
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Compliance Manager, garment [Description] -Developed compliance programs on Country of Origin , Code of Conduct...
Compliance Officer For Suitability & Appropriateness - Hong Kong Or Singapore
Company: Credit Suisse |

Location: Singapore - Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

partners to implement IS related projects and automation. Understand and carry out process of Compliance Suitability... Qualifications You possess a University Degree in an area related to Business Administration, Finance, Compliance, Law or similar...
Compliance Officer For Suitability & Appropriateness - Hong Kong Or Singapore
Company: Credit Suisse |

Location: Singapore - Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Sep 2017

Compliance Officer For Suitability & Appropriateness - Hong Kong Or Singapore #103707 Job Details Employer...: Job Ref No: 103707 Job Title: Compliance Officer for Suitability & Appropriateness - Hong Kong or Singapore #103707 Risk...
Senior Compliance Manager / Compliance Manager (commercial Bank)
Company: LEVIN HUMAN CAPITAL CONSULTING GROUP |

Location: (Unspecified city), Kowloon, HK

| Salary: unspecified | Posted: 07 Sep 2017

Ref. WC. Responsibilities. Report to the Head of Legal & Compliance of the Bank. Lead the compliance... Draw up and execute compliance testing and review program. Maintain all necessary documentations and...
Senior Compliance Manager / Compliance Manager (sanctions)
Company: BANK OF CHINA (HONG KONG) LIMITED |

Location: (Unspecified city), Kowloon, HK

| Salary: unspecified | Posted: 07 Sep 2017

Job No. 494165. Employment Type. Full time. Departments. Financial Crime Compliance Department... Job Functions. Compliance. Responsibilities. Conduct due diligence on high risk transactions screening...
Tax - Corporate Services - Accounting Compliance & Reporting - Manager
Company: Ernst & Young AG |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 08 Sep 2017

Sub service lines) within Tax include Business Tax Services, Global Compliance and Reporting, Human... Our market leading approach combines extensive local compliance and accounting experience with a...
Associate Director, Regulatory Compliance Surveillance, Asia Pacific - Regulatory Compliance
Company: HSBC France |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 14 Sep 2017

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... Escalate regulatory breaches to business and Compliance Senior Management in order that appropriate...
Compliance Manager (ems Industry)
Company: COMPUTIME LIMITED |

Location: (Unspecified city), Kowloon, HK

| Salary: unspecified | Posted: 15 Sep 2017

Develop SOPs and policies and offer trainings to enhance the compliance standards. Requirements... years' experience of regulatory compliance in consumer electronics, FDA, or automation industry, with...
Risk / Compliance Manager
Company: Besteam Personnel Consultancy Limited |

Location: (Unspecified city), Kowloon, HK

| Salary: unspecified | Posted: 15 Sep 2017

Knowledge in legal & Compliance. Good understanding of regulatory requirements, procedures and... Strong attentiveness to detail, compliance & control oriented mindset. Strong analytical, document...
Vp/avp, Anti-money Laundering Compliance
Company: China Construction Bank (Asia) Corporation Limited |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 05 Sep 2017

Governance framework as well as development maintenance of AML compliance programmes that are in... Provide coaching to junior AML compliance staff. Requirements. Degree holder with minimum 7 years...
Sanctions Manager, Advisory - Financial Crime Compliance
Company: HSBC France |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 05 Sep 2017

Financial Crime Compliance aligns current activities within Global Risk and helps to build these into a... It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to...
Manager, Financial Crime Compliance, Global Private Banking - Financial Crime Compliance
Company: HSBC France |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 05 Sep 2017

Financial Crime Compliance aligns current activities within Global Risk and helps to build these into a... It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to...
Vp, Hong Kong Compliance
Company: JPMorgan Chase & Co |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 05 Sep 2017

Is available at www.jpmorganchase.com. Hong Kong Compliance ensures the development and maintenance of a... Compliance teams work closely with business, legal, risk, and audit functions to provide expertise on...
Director, Regulatory Compliance, Private Banking Hong Kong - Regulatory Compliance
Company: HSBC France |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 05 Sep 2017

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... Principal responsibilities. To discharge the accountabilities set out in the Compliance Officer Handbook...
Management Trainee Programme - Financial Crime Compliance - Hang Seng Bank (hk)
Company: HSBC France |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 05 Sep 2017

See a new Path at Hang Seng Bank. Career opportunities in Financial Crime Compliance. Hang Seng's... This three year, fast track programme offered in Financial Crime Compliance is intense and challenging...
Analyst, Compliance Surveillance, Hong Kong
Company: JPMorgan Chase & Co |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 05 Sep 2017

Is available at www.jpmorganchase.com The Asia Pacific Regional Compliance Department is seeking a high... Country Compliance officers and or other counterparties in accordance with the defined operational...
Distribution Compliance Officer / Senior Officer
Company: AXA |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 05 Sep 2017

Proactively conduct quality assurance review of field sales practices to identify compliance risks and... Qualifications. University graduate. 4 6 years experience in distribution compliance related to training...
Compliance Manager
Company: Southwest Securities (HK) Financial Management Limited |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 12 Sep 2017

Responsibilities. Keep abreast of the latest development of regulations to ensure compliance with the... coordinating with different departments of the Company to ensure compliance with regulators request...
Compliance Manager
Company: Southwest Securities (HK) Financial Management Limited |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 12 Sep 2017

Responsibilities. Keep abreast of the latest development of regulations to ensure compliance with the... coordinating with different departments of the Company to ensure compliance with regulators request...
Compliance Manager
Company: Southwest Securities (HK) Financial Management Limited |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 12 Sep 2017

Responsibilities. Keep abreast of the latest development of regulations to ensure compliance with the... coordinating with different departments of the Company to ensure compliance with regulators request...
Compliance Manager
Company: Southwest Securities (HK) Financial Management Limited |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 12 Sep 2017

Responsibilities. Keep abreast of the latest development of regulations to ensure compliance with the... coordinating with different departments of the Company to ensure compliance with regulators request...
Compliance Manager
Company: Southwest Securities (HK) Financial Management Limited |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 12 Sep 2017

Responsibilities. Keep abreast of the latest development of regulations to ensure compliance with the... coordinating with different departments of the Company to ensure compliance with regulators request...
Compliance Manager
Company: Southwest Securities (HK) Financial Management Limited |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 12 Sep 2017

Responsibilities. Keep abreast of the latest development of regulations to ensure compliance with the... coordinating with different departments of the Company to ensure compliance with regulators request...