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Compliance Officers jobs in Hong Kong

1 to 40 of 830 compliance officers jobs

Hk Compliance Officer, Regional Aml (treasury And Trade Solutions), Senior Vice President
Company: Citi |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 Jul 2017

Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee Status: Regular Travel Time: Yes, 10 % of the... Time Job ID: 17049589 Description The role reports to the Deputy Head of Regional AML Compliance for the...
Entrepreneurial Compliance Officer
Company: Oliver James Associates |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 22 Jul 2017

; Advise and guide on setting-up business processes and operations; Execute the compliance function in Hong Kong (BAU...); Assist with other APAC country licenses. Required experience: 5-7 years of experience in a compliance role or similar...
Vice President - Equities Compliance Officer - Hong Kong
Company: Nomura Asia |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 22 Jul 2017

.com. Responsibilities: Providing day-to-day compliance advisory services to the Hong Kong / Asia ex-Japan Equities business regarding the... existing compliance policies and procedures; Working with the global / regional Equities compliance teams to enhance standards...
Accounting Officer
Company: Burberry Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 19 Jul 2017

, include sales return provisions & bad debt provisions Support supervisor with any ad-hoc assignments, compliance controls...
Senior Hr Officer
Company: Burberry Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 14 Jul 2017

and reports to relevant internal and external parties. Administer all relevant tax and MPF activity ensuring compliance... of payroll processes Strong knowledge of Hong Kong and Macau Employment Ordinance and relevant compliance requirements Able...
Compliance - Aml Support Officer, Wealth Management - Avp
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 09 Jul 2017

or required to be reviewed by AFC/AML Officers for the WM HK Business are duly reviewed, approved, escalated or rejected as the case... and periodic review. Assisting the HK AML Officers (AMLOs) to ensure the local implementation of any local, regional or global AFC...
Senior Compliance Officer, Global Markets
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 07 Jul 2017

policies and procedures, where necessary Work closely with the business and country compliance officers in the APAC region... Pacific. Department Overview In an ever changing world with a continually shifting regulatory landscape, Compliance...
Senior Compliance Officer, Global Markets
Company: BNP Paribas (Asia) |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 06 Jul 2017

policies and procedures, where necessary Work closely with the business and country compliance officers in the APAC region... Pacific. Department Overview In an ever changing world with a continually shifting regulatory landscape, Compliance...
Senior Compliance Officer, Global Markets
Company: BNP Paribas |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 05 Jul 2017

policies and procedures, where necessary Work closely with the business and country compliance officers in the APAC region... Pacific. Department Overview In an ever changing world with a continually shifting regulatory landscape, Compliance...
Senior Compliance Officer, Global Markets
Company: BNP Paribas |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 04 Jul 2017

policies and procedures, where necessary Work closely with the business and country compliance officers in the APAC region... Pacific. Department Overview In an ever changing world with a continually shifting regulatory landscape, Compliance...
Chief Compliance Officer
Company: Financial Services Industry |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 01 Jul 2017

on compliance matters *close partnering with regulators *provide compliance training to regional compliance officers To qualify...CHIEF COMPLIANCE OFFICER [Description] DESCRIPTION This leading bank is hiring a Chief Compliance Officer to manage...
Global Markets Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 02 Jun 2017

a working knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC... based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Global Markets Compliance Officer
Company: Credit Suisse |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 20 Apr 2017

a working knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC... based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Chief Compliance Officer
Company: Star Anise Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 13 Apr 2017

with regulators *provide compliance training to regional compliance officers To qualify, you should have the following credentials...Job Description This leading bank is hiring a Chief Compliance Officer to manage the legal and compliance...
Compliance Officer / Senior Compliance Officer / Assistant Compliance Manager
Company: unknown |

Location: Tsim Sha Tsui, Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 Jul 2017

Location: Tsimshatsui Main Responsibilities : Execute compliance testing & review program; Maintain all necessary... documentation and ensure bank adherence of the statutory requirements; Ensure the Company’s compliance with all applicable laws...
Compliance Officer, 6 To 8 Months
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 Jul 2017

Description One of our asset management clients who located in central is seeking for a Compliance Officer.... Job Responsibilities Assist on day to day compliance tasks as required, with specific responsibilities for handling licensing...
Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 Jul 2017

Pacific. Position Purpose To perform compliance testing and AML controls, to drive / participate in AML projects. Key... Responsibilities Primary responsibilities: To identify and control compliance risks, implementing monitoring measures, identify...
Officer - Compliance
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 Jul 2017

. If you are looking for a career, not just a job, here is a good opportunity for you. Officer - Compliance (Ref: RO-COMP) Perform compliance / AML... investigation, checking, monitoring and review Assist in formulating and maintaining compliance / AML policies and procedures...
Vice President - Equities Compliance Officer - Hong Kong
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 Jul 2017

.com. Responsibilities: Providing day-to-day compliance advisory services to the Hong Kong / Asia ex-Japan Equities business regarding the... existing compliance policies and procedures; Working with the global / regional Equities compliance teams to enhance standards...
Compliance Officer, Hedge Fund
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 Jul 2017

Growing Hedge Fund is seeking a Compliance professional to oversee compliance matters for the fund. In particular, the... regulations which may affect the fund. This will be an individual contributor role, with the support of other compliance teams...
Regional Aml & Sanctions Compliance Manager
Company: iNautix Technologies |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 10 Jul 2017

The Corporation's Compliance Management program requires each region branch business unit to establish... The incumbent will use her specific US local regulatory and compliance knowledge to assist the business...
Senior Compliance Manager
Company: Besteam Personnel Consultancy Limited |

Location: (Unspecified city), Kowloon, HK

| Salary: unspecified | Posted: 06 Jul 2017

Minimum of 5 years' experience in performing internal auditing or compliance functions in the securities... and their respective officers and employees. To develop and establish appropriate and effective policies...
Manager – Compliance Department
Company: Fulbright Financial Group |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 20 Jul 2017

Reporting to the Chairman and closely partnership with the Responsible Officers, you are responsible... Identify and assess compliance risks along with the Group's development and daily operational activities...
Associate Director, Compliance Review, Gcna
Company: Standard Chartered Bank |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 16 Jul 2017

Job Description Implement the Group Compliance Review strategies and agenda. Formulate a relevant and... Business Chief Operating Officers, Chief Executive Officers, Management Groups, GCNA Regional Compliance...
Vice President, Compliance Specialist
Company: Bank Of America / Merrill Lynch |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 21 Jul 2017

Vice President, Compliance Specialist. Job Description. About Bank of America Merrill Lynch... The role requires interactions with global GT&O Compliance Officers. Country Compliance Officers other...
Manager ? Compliance Department - Fulbright Financial Group
Company: Jobomas.com |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 21 Jul 2017

Reporting to the Chairman and closely partnership with the Responsible Officers, you are responsible for... Identify and assess compliance risks along with the Group's development and daily operational activities...
Chief Compliance Officer
Company: Financial Services Industry |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 15 Jul 2017

Description. DESCRIPTION This leading bank is hiring a Chief Compliance Officer to manage the legal and... close partnering with regulators. provide compliance training to regional compliance officers To...
Investment Banking Amp Capital Markets Compliance Officer 091030
Company: Credit Suisse Asia |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 19 Jul 2017

Maintaining data base of FAQs) The need to develop and implement periodic training in these matters The opportunity of co ordinating effectively amongst country compliance officers so as to...
Global Markets Compliance Officer
Company: Credit Suisse |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 20 Jul 2017

Develop a working knowledge of cross border requirements in the APAC region and ability to work closely with Compliance Officers across the APAC region, as well as with global counterparts...
Global Markets Compliance Officer
Company: Credit Suisse |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 20 Jul 2017

You being based on the trading floor. You providing day to day compliance support to various APAC Global... Your ability to work closely with Compliance Officers across the APAC region, as well as with global...
Senior Compliance Officer, Global Markets
Company: BNP Paribas |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 18 Jul 2017

In an ever changing world with a continually shifting regulatory landscape, Compliance supports the CIB... Work closely with the business and country compliance officers in the region to advise on cross border...
Senior Manager / Director – Regulatory Compliance
Company: Legal Services Industry |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 05 Jul 2017

This role would suit an outgoing person who is happy to be leading a team advising on compliance projects to MD's and Chief Compliance Officers of some of the major banks in Hong Kong...
Ed Regional Lead For Equities Compliance
Company: JPMorgan Chase |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 16 Jul 2017

ED Regional Lead for Equities Compliance. 160109518 Job Description JPMorgan Chase & Co. (NYSE. JPM) is... In conjunction with compliance officers across the region and other functional partners (including...
Legal And Compliance Officer
Company: TalentQuest |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 11 Jul 2017

Job Descriptions. Handle statutory compliance and all routine company secretary duties of the listed... Advise the Board of corporate governance requirements and ensure compliance with the Listing Rules and...
Responsible Officers (sfc Ro Type 1 & 4 And/or 9)
Company: EIDEALINK LIMITED |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 17 Jul 2017

Responsible Officers (SFC RO Type 1 & 4 and or 9). Responsibilities. Act as Responsible Officer with... Ensure the operations in compliance with Company policies and SFC requirement. Requirements. University...
Analyst Compliance Surveillance,
Company: JPMorgan Chase & Co |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 09 Jul 2017

The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our... Country Compliance officers and or other counterparties in accordance with the defined operational...
Svp / Vp / Avp / Sr. Manager / Manager - Compliance / Internal Audit (banking / Financial Services)
Company: Corporate HR Management Consultancy Limited |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 21 Jul 2017

Job Description (1) Head of General Compliance (Wealth Management). Responsibilities. Ensure that the... Supervise the work of the wealth management compliance officers. Requirement. University degree in law...
Vp Compliance Manager – Wealth Management Product Advisory Compliance (capital Markets And Currencies) / Singapore
Company: JPMorgan Chase & Co |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 17 Jul 2017

Act as the designated Wealth Management Compliance contact for APAC region, to interface with business partners and Wealth Management Compliance officers in the US, EMEA and LATAM regions on...
Senior Compliance Officer/assistant Compliance Manager
Company: Taiwan Concord Capital Securities (Hong Kong) Ltd |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 13 Jul 2017

The successful applicant will be responsible to assist management in carrying out the compliance... To provide advice to members of management, officers and employees on compliance issues. To develop and...
Non Sales Insurance Officers (claims / Customer Service / Case Management)
Company: aimHigher Consultancy Limited |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 19 Jul 2017

Provide operational support. Requirement. 1 year of experience, preferred in Insurance or Customer Service field. Meticulous, strong problem solving skill and sense of compliance. Good command...