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Compliance Officers jobs in Hong Kong

1 to 40 of 720 compliance officers jobs

Compliance Officer
Financial Service Industry

Hong Kong

28 Apr 2017
COMPLIANCE OFFICER [Description] -The position will focus on regulatory compliance matters for the HK office. -The... responsibilities will include providing compliance counsel to investment staff on research and trading related matters and regulations...
Senior Human Resources Officer / Assistant Manager
Lifestyle Brand

Hong Kong

28 Apr 2017
and analysis; To support audit and legal filing duties, ensure the compliance of laws and regulations; To assist in the operation...
Senior Trust Officer/assistant Manager
Independent Corporate Services Firm

Hong Kong

28 Apr 2017
administration including statutory, company secretarial (multi-jurisdictional), regulatory and compliance experience...
Corporate Services Accounting Officer
Alter Domus

Hong Kong

28 Apr 2017
tax authorities and tax advisers; Taking part in developing restructuring plans or other transactions in compliance...
It Security Officer
China Merchants Securities (HK) Co., Limited

Hong Kong

28 Apr 2017
security incidents and make recommendations on remediation actions; Assist in compliance monitoring reviews and self..., internal / external auditors, compliance, and regulators is a plus; Ability to work independently and under pressure...
Finance Officer
Bank of Montreal Asia

Hong Kong

28 Apr 2017
requirements Liquidity and Funding Management · Prepare liquidity reports and ensure its compliance with the bank’s policies...
Responsible Officer Type 3 (ro3)
AMAC Human Resources Consultanats Ltd

Hong Kong

27 Apr 2017
business, including compliance, operation, trading, credit risk control and business development Supervise and manage the... yrs in management level or above Good workable knowledge in compliance, operations, and trading of foreign exchange...
Senior Hr Officer
Command Recruitment Group

Taikoo Shing, Hong Kong

26 Apr 2017
and procedures from time to time in compliance with the Labour Ordinance, MPF Ordinance and Inland Revenue Ordinance Assist in...
Responsible Officer (type 1, 4 &9)
AMAC Human Resources Consultanats Ltd

Hong Kong

23 Apr 2017
experience preferably in fund Good ethic and strong in handling compliance matters for asset management Good financial market... knowledge and strong compliance sense Strong leadership, analytical, communication and presentation skills Proficiency in...
Accounting Officer
Burberry Limited

Hong Kong

12 Apr 2017
to ensure full compliance with company policy and timely payment Review and process employee expense claims in the region... to ensure compliance with internal Travel & Expense Policy Liaise with vendors and performing vendor statement reconciliation...
Chief Compliance Officer (bank): 15+ Years
Leading Bank

Hong Kong

26 Apr 2017
on compliance matters close partnering with regulators provide compliance training to regional compliance officers To qualify...CHIEF COMPLIANCE OFFICER (BANK): 15+ YEARS [Description] This leading bank is hiring a Chief Compliance Officer...
Global Markets Compliance Officer
26 Apr 2017
knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC region....  You being based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Global Markets Compliance Officer
Credit Suisse Asia

Hong Kong

22 Apr 2017
knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC region....  You being based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Global Markets Compliance Officer
Credit Suisse

Hong Kong

21 Apr 2017
a working knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC... based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Global Markets Compliance Officer
Credit Suisse

Hong Kong

20 Apr 2017
a working knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC... based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Chief Compliance Officer
Star Anise Limited

Hong Kong

13 Apr 2017
with regulators *provide compliance training to regional compliance officers To qualify, you should have the following credentials...Job Description This leading bank is hiring a Chief Compliance Officer to manage the legal and compliance...
Compliance - Aml Support Officer, Wealth Management - Avp
03 Mar 2017
or required to be reviewed by AFC/AML Officers for the WM HK Business are duly reviewed, approved, escalated or rejected as the case... and periodic review. Assisting the HK AML Officers (AMLOs) to ensure the local implementation of any local, regional or global AFC...
Compliance Officer
28 Apr 2017
Compliance professionals serve as key partners across all levels of the organization, including corporate, business... unit and staff functions. Compliance team members are trusted advisors to the leadership team and have a deep understanding...
Senior Officer, Agency Compliance
China Life Insurance (Overseas) Co Ltd

Hong Kong

28 Apr 2017
Responsibilities: Assist to update on the compliance related policies, guidelines, procedure, handbooks, forms... and implement relevant compliance requirement Draft regulatory correspondence Assist to conduct investigations into complaints...
Control Room Compliance Officer
China International Capital Corporation (HK) Ltd

Hong Kong

28 Apr 2017
Walls Assist in monitoring Chinese Wall issues pertaining to the businesses Conduct compliance reviews, and performs... reports from a regulatory perspective Provide compliance advisory services to business and functional units Assist in...
Disclosure Of Interest Compliance, Investment Banking, 12months
Morgan McKinley

(Unspecified city), HK

19 Apr 2017
Disclosure of Interest Compliance Analyst, Investment Banking, 12 months contract. My client is an... Close liaison with the Line of Business and Compliance officers to confirm positions and any other...
Compliance Officer 合規主任 (brokerage /or Asset Management)
Ocean Strategic and Consulting Limited

(Unspecified city), Hong Kong Island, HK

19 Apr 2017
Due to rapid expansion, our clients are looking for compliance officers in various departments of their... Responsibilities. Liaise with SFC for all compliance issues (i.e. licensing, reporting, company...
Associate Director, Global Banking And Markets, Regulatory Compliance - Regulatory Compliance
HSBC

(Unspecified city), HK

17 Apr 2017
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... The ability to lead and motivate compliance officers to a high level in multiple locations. Sound and...
Regional Compliance Officer, Asia
Cigna

(Unspecified city), Hong Kong Island, HK

17 Apr 2017
The successful candidate will be responsible for managing and delivering the Asia compliance and privacy... Provide compliance and privacy leadership for the local compliance and privacy officers. be internally...
Associate Compliance Surveillance -
JPMorgan Chase & Co

(Unspecified city), HK

26 Apr 2017
The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our... Country Compliance officers and or other counterparties in accordance with the defined operational...
Associate Compliance Surveillance -
JPMorgan Chase & Co

(Unspecified city), HK

26 Apr 2017
The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our... Country Compliance officers and or other counterparties in accordance with the defined operational...
Associate Cib Aml Investigation, Gfcc Compliance - / Singapore
JPMorgan Chase & Co

(Unspecified city), HK

25 Apr 2017
Business Description. JP Morgan Chase Asia regional Anti Money Laundering (AML) Compliance Team is... senior compliance officers from other regions. Strong analytical ability and logical thinking Ability to...
Regional Aml & Sanctions Compliance Manager
iNautix Technologies

(Unspecified city), HK

27 Apr 2017
The Corporation's Compliance Management program requires each region branch business unit to establish... The incumbent will use her specific US local regulatory and compliance knowledge to assist the business...
Chief Compliance Officer (bank): 15+
RegionUP.com

(Unspecified city), HK

24 Apr 2017
Job Description. This leading bank is hiring a Chief Compliance Officer to manage the legal and... close partnering with regulators. provide compliance training to regional compliance officers...
Sfc Type 1, 2, 4, 6 Or 9 Responsible Officers (ro)
CompliancePlus Consulting Limited

(Unspecified city), Hong Kong Island, HK

19 Apr 2017
Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm. Manage daily operations to ensure full regulatory compliance. Comply...
Associate Compliance Surveillance -
JPMorgan Chase & Co

(Unspecified city), HK

26 Apr 2017
The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our... Country Compliance officers and or other counterparties in accordance with the defined operational...
Type 1 And Type 2 Responsible Officers
Cypress Advisory & Consulting Limited

Hong Kong, Hong Kong Island, HK

24 Apr 2017
Type 1 and Type 2 Responsible Officers. Cypress Advisory & Consulting Limited is a licensed executive... We cover roles such as Responsible Officers (RO), Investment Managers, Chief Compliance Officers (CCO...
Associate Director, Global Banking And Markets, Regulatory Compliance - Regulatory Compliance
HSBC

(Unspecified city), Kowloon, HK

17 Apr 2017
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... The ability to lead and motivate compliance officers to a high level in multiple locations. Sound and...
Senior Sanctions Manager Policy And Governance - Financial Crime Compliance
HSBC

(Unspecified city), HK

25 Apr 2017
Assist the Regional Head of Sanctions with holding regular one to ones with all Country Sanctions Officers to review ongoing compliance with Policy. The role holder is required to work with some...
Global Markets Compliance Officer
Credit Suisse

Hong Kong, Hong Kong Island, HK

18 Apr 2017
Develop a working knowledge of cross border requirements in the APAC region and ability to work closely with Compliance Officers across the APAC region, as well as with global counterparts...
Associate Compliance Surveillance -
JPMorgan Chase & Co

(Unspecified city), HK

26 Apr 2017
The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our... Country Compliance officers and or other counterparties in accordance with the defined operational...
Analyst Compliance Surveillance,
JPMorgan Chase & Co

(Unspecified city), HK

14 Apr 2017
The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our... Country Compliance officers and or other counterparties in accordance with the defined operational...
Chief Compliance Officer (bank): 15+ Years
Star Anise Limited

(Unspecified city), HK

19 Apr 2017
This leading bank is hiring a Chief Compliance Officer to manage the legal and compliance of its... close partnering with regulators. provide compliance training to regional compliance officers...
Senior Compliance Officer/assistant Compliance Manager
Taiwan Concord Capital Securities (Hong Kong) Ltd

Hong Kong, Hong Kong Island, HK

19 Apr 2017
The successful applicant will be responsible to assist management in carrying out the compliance... To provide advice to members of management, officers and employees on compliance issues. To develop and...
Compliance Officer - Licensing
Robert Walters Hong Kong

(Unspecified city), Hong Kong Island, HK

19 Apr 2017
This opening is within the General Compliance team and will be a primary contributor to regulatory and... assisting in applications for licensed officers within the firm. performing reviews of licensed staff to...