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Compliance Officers jobs in Hong Kong

1 to 40 of 748 compliance officers jobs

Chief Financial Officer
Company: Transitions Asia Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 17 May 2017

, deal analysis and negotiations, investor relations, partnership compliance, and private and institutional financing... compliance with GAAP and applicable federal, state and local regulatory laws and rules for financial and tax reporting...
Asia-pacific Financial Services People Advisory Services - Operations Officer
Company: Ernst & Young Hong Kong |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 22 Jun 2017

, compliance and reporting wherever the client has needs. Our unwavering commitment to quality service and our technical networks... (or, as we call them – sub-service lines) within Tax include Business Tax Services, Global Compliance and Reporting, Human Capital...
Private Banking Operations Officer
Company: Standard Chartered Bank Hong Kong |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 22 Jun 2017

Compliance with OFAC Sanctions - Monitor the payment queue to ensure all transactions are processed before system cut-off... - Ensure all payment transactions executed are compliance with Client Authenticated and Trust payment guidelines - Support the...
Mortgage Service Officer - Retail Banking And Wealth Management
Company: HSBC |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 22 Jun 2017

assigned. Ensure the recommendation in compliance with the regulatory requirements and group standards Qualifications...
Senior Indirect Procurement Officer, Apac - Hk$30k
Company: Recolo Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

for procurement policy and procedure in compliance with Group standard and message br /li li Evaluation the suppliers...
Responsible Officer - Type 1, 2, 3, 4, 5, 6, 7, 9 (full Time / Part Time)
Company: AMAC Human Resources Consultanats Ltd |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 08 Jun 2017

, risk management, execution and customer service Comply with regulatory rules and requirements and fulfill all compliance...
Global Markets Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 02 Jun 2017

a working knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC... based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Compliance - Aml Support Officer, Wealth Management - Avp
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 09 May 2017

or required to be reviewed by AFC/AML Officers for the WM HK Business are duly reviewed, approved, escalated or rejected as the case... and periodic review. Assisting the HK AML Officers (AMLOs) to ensure the local implementation of any local, regional or global AFC...
Global Markets Compliance Officer
Company: Credit Suisse |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 20 Apr 2017

a working knowledge of cross border requirements.  Your ability to work closely with Compliance Officers across the APAC... based on the trading floor.  You providing day-to-day compliance support to various APAC Global Markets and APAC...
Chief Compliance Officer
Company: Star Anise Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 13 Apr 2017

with regulators *provide compliance training to regional compliance officers To qualify, you should have the following credentials...Job Description This leading bank is hiring a Chief Compliance Officer to manage the legal and compliance...
Compliance Officer ( 3 To 6 Months Contract)
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 22 Jun 2017

. Assist in the Compliance system project, responsible for the implementation of investment compliance procedures and policies... compliance related projects. You will maintain the compliance module in Bloomberg, determine and provide guidance in...
Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

and department for compliance, internal control and risk management measures. Perform ad hoc assignments and special projects... as required. 工作要求 Degree holder in Finance, Accounting or related disciplines. Minimum 3 years legal and compliance experience in...
Aml And Compliance Officer, Fund House
Company: Taylor Root Hong Kong |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

Responsibilities: Lead the Financial Crime and Compliance function across Asia Undertake searches to conduct pre...
Compliance Officer ( 3 To 6 Months Contract)
Company: Recruitment Intelligence Consultants Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

. Assist in the Compliance system project, responsible for the implementation of investment compliance procedures and policies... compliance related projects. You will maintain the compliance module in Bloomberg, determine and provide guidance in...
Compliance - Senior Surveillance Officer - Avp
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions support... good compliance practice to prevent and detect violations of all applicable laws, rules and principles that observe high...
Legal And Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

A well-established asset management company is looking for a new addition to their compliance team, ideally... to their compliance team, ideally someone with legal background. The Role & Responsibilities: Assisting legal and compliance department...
Senior Compliance Officer (cl-16/76/120-cp)
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

and regulations Review and distribute the internal management report related to compliance issues Assist in consultation raised... by operation team and Head Office Compliance relating to compliance issues, including due diligence and AML / CTF / KYC risk...
Legal And Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

A well-established asset management company is looking for a new addition to their compliance team, ideally... to their compliance team, ideally someone with legal background. The Role & Responsibilities: Assisting legal and compliance department...
Legal And Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

A well-established asset management company is looking for a new addition to their compliance team, ideally... to their compliance team, ideally someone with legal background. The Role & Responsibilities: Assisting legal and compliance department...
Compliance Officer
Company: unknown |

Location: Causeway Bay, Hong Kong, Hong Kong

| Salary: unspecified | Posted: 21 Jun 2017

clients. We are looking for enthusiastic individuals to join us. Compliance Officer Responsibilities Handle SFC license... hoc compliance-related projects Requirements Degree holder in law, accounting, finance, language or other business...
Regional Aml & Sanctions Compliance Manager
Company: iNautix Technologies |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 08 Jun 2017

The Corporation's Compliance Management program requires each region branch business unit to establish... The incumbent will use her specific US local regulatory and compliance knowledge to assist the business...
Senior Manager/manager, Compliance || Assetmanagement
Company: Selby Jennings |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 11 Jun 2017

Email this job Senior Manager Manager, Compliance. AssetManagement Date 19 May 2017 Location Hong Kong... Responsible for reporting to the COO and working with other legal and compliance officers to handle the...
Associate Director, Compliance Review, Gcna
Company: Standard Chartered Bank |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 15 Jun 2017

Delivery of consistent communications on Compliance Review priorities and thematic findings (both in GCNA and across the network) to Business Heads, Business Chief Operating Officers, Chief...
Compliance Officer/manager 合規主任/經理 (brokerage /or Asset Management)
Company: Ocean Strategic and Consulting Limited |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 20 Jun 2017

Due to rapid expansion, our clients are looking for compliance officers managers in various departments... Responsibilities. Liaise with SFC for all compliance issues (i.e. licensing, reporting, company...
Senior Compliance Manager
Company: Besteam Personnel Consultancy Limited |

Location: (Unspecified city), Kowloon, HK

| Salary: unspecified | Posted: 20 Jun 2017

Minimum of 5 years' experience in performing internal auditing or compliance functions in the securities... and their respective officers and employees. To develop and establish appropriate and effective policies...
Investment Banking Amp Capital Markets Compliance Officer 091030
Company: Credit Suisse Asia |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 17 Jun 2017

Maintaining data base of FAQs) The need to develop and implement periodic training in these matters The opportunity of co ordinating effectively amongst country compliance officers so as to...
Assistant Manager, Aml Compliance
Company: Great Union Human Capital Limited |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 08 Jun 2017

Supervise the AML compliance officers in their AML works. Requirements. University Degree. At least 3... At least 3 years related experiences in banking AML Compliance. Sound knowledge in SFC. HKMA regulations...
Global Markets Compliance Officer
Company: Credit Suisse |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 20 Jun 2017

Global Markets Compliance OfficerHong Kong Hong Kong Hong Kong Full time Corporate Functions. Job ID... Your ability to work closely with Compliance Officers across the APAC region, as well as with global...
M/sm, General Compliance Advisory || Leading Foreign Bank
Company: Phaidon International (Hong Kong) Ltd - Selby Jennings |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 20 Jun 2017

Senior Manager, General Compliance Advisory. Responsible for reporting to the Head of Compliance and working with other legal and compliance officers to handle the compliance matters of the...
Sfc Type (1/ 2/ 4/ 6/ 9) Responsible Officers (ro)
Company: CompliancePlus Consulting Limited |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 14 Jun 2017

Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm. Manage daily operations to ensure full regulatory compliance. Comply...
Senior Manager / Director – Regulatory Compliance
Company: Legal Services Industry |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 19 Jun 2017

This role would suit an outgoing person who is happy to be leading a team advising on compliance projects to MD's and Chief Compliance Officers of some of the major banks in Hong Kong...
Global Markets Compliance Officer
Company: Credit Suisse |

Location: Hong Kong, Hong Kong Island, HK

| Salary: unspecified | Posted: 21 Jun 2017

Develop a working knowledge of cross border requirements in the APAC region and ability to work closely with Compliance Officers across the APAC region, as well as with global counterparts...
Ed Regional Lead For Equities Compliance
Company: JPMorgan Chase |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 14 Jun 2017

ED Regional Lead for Equities Compliance. 160109518 Job Description JPMorgan Chase & Co. (NYSE. JPM) is... In conjunction with compliance officers across the region and other functional partners (including...
Legal And Compliance Officer
Company: TalentQuest |

Location: (Unspecified city), Hong Kong Island, HK

| Salary: unspecified | Posted: 09 Jun 2017

Job Descriptions. Handle statutory compliance and all routine company secretary duties of the listed... Advise the Board of corporate governance requirements and ensure compliance with the Listing Rules and...
Analyst Compliance Surveillance,
Company: JPMorgan Chase & Co |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 07 Jun 2017

The Asia Pacific Regional Compliance Department is seeking a high calibre individual to join our... Country Compliance officers and or other counterparties in accordance with the defined operational...
Associate Director, General Compliance, Global Markets
Company: Phaidon International (Hong Kong) Ltd - Selby Jennings |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 07 Jun 2017

Responsible for reporting to the Director of the team and working with other legal and compliance officers to handle the compliance matters of the Company. Responsible for project and advisory...
Global Markets Compliance Officer
Company: Credit Suisse |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 21 Jun 2017

Develop a working knowledge of cross border requirements in the APAC region and ability to work closely with Compliance Officers across the APAC region, as well as with global counterparts...
M/sm, General Compliance Advisory || Leading Foreignbank
Company: Selby Jennings |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 12 Jun 2017

Requirements for the Manager. Senior Manager, General Compliance Advisory. Responsible for reporting to the Head of Compliance and working with other legal and compliance officers to handle the...
Compliance Manager - L&c (corporate Bank)
Company: Levin Human Capital Consulting Group |

Location: Hong Kong, Kowloon, HK

| Salary: unspecified | Posted: 07 Jun 2017

Report to the Head of Legal & Compliance of the Bank and supervise two officers. Maintain all necessary... Ensure the Company's compliance with all applicable laws and regulations such as Anti Money Laundering...
Vp Compliance Manager – Wealth Management Product Advisory Compliance (capital Markets And Currencies) / Singapore
Company: JPMorgan Chase & Co |

Location: (Unspecified city), HK

| Salary: unspecified | Posted: 15 Jun 2017

Act as the designated Wealth Management Compliance contact for APAC region, to interface with business partners and Wealth Management Compliance officers in the US, EMEA and LATAM regions on...