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Compliance Officers jobs in Hong Kong

1 to 20 of 901 compliance officers jobs

Compliance - Senior Manager / Manager / Officer
Banking Industry

Hong Kong

07 Dec 2016
Compliance - Senior Manager / Manager / Officer [Description] Responsibilities: To cover Asset Management, Brokerage... and/or Corporate Finance business; Responsible for general compliance procedure including KYC, AML, Licencing, Compliance Review...
Compliance Officer (sole Compliance Role)
07 Dec 2016
Compliance Officer (Sole Compliance role) [Description] This is a fantastic opportunity for a middle level compliance... and regulatory professional from either an investment banking, brokerages or compliance consultancy or big 4 regulatory background...
Assistant Manager / Senior Officer (legal, Compliance & Risk Department)
Top Tier Banks and Financial Institutes

Hong Kong

07 Dec 2016
Assistant Manager / Senior Officer (Legal, Compliance & Risk Department) [Description] Job Description • Advice... maintaining and updating internal policies and procedures • Perform compliance test; investigating and drafting of compliance...
Senior Mortgage Lending Officer, Staff Lending - Global Risk
HSBC

Hong Kong

07 Dec 2016
, contingency, geopolitical, operational, credit, pension, insurance, financial crime and regulatory compliance, market... and external regulators Ensure awareness of compliance requirements and implementation of Group Compliance Policy Maintain...
Sanctions Investigations Officer - Financial Crime Compliance
HSBC

Hong Kong

06 Dec 2016
Sanctions Investigations Officer - Financial Crime Compliance Some careers shine brighter than others If you're... looking for a career that will help you stand out, join HSBC and fulfil your potential. Financial Crime Compliance aligns current...
Officer Anti Money Laundering Investigations 6 Month Contract - Financial Crime Compliance
HSBC

Hong Kong

06 Dec 2016
Officer Anti Money Laundering Investigations 6 month contract - Financial Crime Compliance Some careers... you'll be. Financial Crime Compliance aligns current activities within Global Risk and helps to build these...
Assistant Compliance Officer
Senses Manpower Limited

Hong Kong

06 Dec 2016
/ Skills: Assistant Compliance Officer Education: Bachelors/ Degree Function: Legal Role: Other Legal & Compliance... About Company Manpower Job Description A global bank is now looking for an Assistant Compliance Officer to join their team...
Business Risk & Control Officer (3 Years Exp)
HAYS Recruiting Experts Worldwide

Hong Kong

06 Dec 2016
of compliance, governance and control. Ability to work with limited guidance would also come in handy. Candidates who can speak in...
Business Risk & Control Officer (3 Years Exp)
HAYS Recruiting Experts Worldwide

Hong Kong

06 Dec 2016
but is not a must. You also have a good understanding of compliance, governance and control. Ability to work with limited guidance would also come in handy...
Compliance Officer
RBC

Hong Kong

29 Sep 2016
. What is the opportunity? To assist the HK Compliance Team in central compliance and operational related issues.... What will you do? Handling HKMA and SFC licensing related matters including application and annual filings Monitoring the compliance of the...
Responsible Officers (type 9)
AMAC Human Resources Consultanats Ltd

(Unspecified city), HK

06 Dec 2016
Responsibility, honesty and trustworthiness, has an excellent work. ethic and integrity. Job Duties. Supervise daily operations & SFC regulated activities in compliance. with HKSFC regulations...
Responsible Officers - Type 1
Geer Consultants Limited

Hong Kong, HK

01 Dec 2016
Responsibilities. Act as Responsible Officer to supervise SFC Type 1 regulated activities. Formulate, review and update the operational procedures to ensure full regulatory compliance. Supervise...
Company Secretarial Officers
Portcullis (Hong Kong) Limited

(Unspecified city), Hong Kong Island, HK

01 Dec 2016
Have a working knowledge and be willing to undertake a full range of company secretarial works, in particular BVI and HK companies. Understand good corporate governance and compliance. Be able...
Compliance Officer
Interim Alpha Limited

(Unspecified city), Hong Kong Island, HK

25 Nov 2016
Perform search and review of existing client information based on a given set of criterion. Interacting with regional FATCA Diligent Review Lead, Local Compliance Officers, Operations, Tax...
Full-time Responsible Officers (ro)
Atkinson Lambert Limited

Hong Kong, HK

01 Dec 2016
They are searching for qualified professionals to be their Responsible Officers for Type 1, 4, 6, 9... Formulate, review and update the operations procedures to ensure full regulatory compliance. Develop and...
Assistant Compliance Manager/compliance Manager
Taiwan Concord Capital Securities (Hong Kong) Ltd

Hong Kong, Hong Kong Island, HK

05 Dec 2016
The successful applicant will be responsible to assist management in carrying out the compliance... To provide advice to members of management, officers and employees on compliance issues. To develop and...
Regulatory Compliance Manager, Global Markets - Regulatory Compliance
HSBC

(Unspecified city), HK

04 Dec 2016
Regulatory Compliance Manager, Global Markets. Regulatory Compliance. Some careers shine brighter than... Advise the respective local compliance officers and regional business management stakeholders on...
Regulatory Compliance Manager, Global Markets - Regulatory Compliance
HSBC

(Unspecified city), HK

30 Nov 2016
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... Advise the respective local compliance officers and regional business management stakeholders on...
Compliance Manager, Aml/general Compliance (bank)
Godwin Consultancy

(Unspecified city), HK

01 Dec 2016
Manager, General Compliance. Responsibilities. Coordinate with business units in the submission of... and. Supervise the AML compliance officers in their AML works. Requirements. University degree in any...
Compliance Manager, Aml/general Compliance (bank)
Godwin Consultancy

(Unspecified city), HK

04 Dec 2016
Manager, General Compliance. Responsibilities. Coordinate with business units in the submission of... and. Supervise the AML compliance officers in their AML works. Requirements. University degree in any...