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Compliance Officers jobs in Hong Kong

1 to 20 of 766 compliance officers jobs

Compliance Manager / Assistant Manager / Officer
PRC Financial Group

Hong Kong

20 Jan 2017
Compliance Manager / Assistant Manager / Officer [Description] Responsibilities: • Assist in applying license with SFC... • Undertake regular compliance monitoring reviews • Coordinate and liaise with regulatory authorities on inquiries, reporting...
Responsible Officer -sfc 1,4,9
Chinese Based Asset Management Company

Hong Kong

19 Jan 2017
. Keep the Board promptly and fully informed of the conduct of the business and comply with all legal and compliance issues...
Am/officer - Securities Compliance - Bf-vy
Leading Financial Group

Hong Kong

18 Jan 2017
AM/Officer - Securities Compliance - BF-VY-21858 [Description] Responsibilities Review and comment on draft circular... procedures for investment products and detect any irregularities and non-compliance Requirements University graduate in Business...
Vice President - Equities Compliance Officer - Hong Kong
Nomura Asia

Hong Kong

20 Jan 2017
business. Responsibilities: Providing day-to-day compliance advisory services to the Hong Kong / Asia ex-Japan Equities... and updating existing compliance policies and procedures; Working with the global / regional Equities compliance teams to enhance...
Associate - Control Room Compliance Officer - Hong Kong
Nomura Asia

Hong Kong

20 Jan 2017
) Compliance advisory for Investment Banking and Research departments Compliance advisory support for Equities, Fixed Income..., and Wealth Management businesses in conjunction with business compliance Participation in Global Control Room Working Group...
(contract) - Temporary Compliance Analyst (regional Global Markets Surveillance)
BNP Paribas (Asia)

Hong Kong

20 Jan 2017
has increased and compliance has become increasingly important. As well as containing jobs for compliance officers, compliance..., please wait... Sorry, the job you are trying to view has expired. See below for jobs in the same sector. Compliance/Legal...
Officer - It Security - Leading Asian Bank
HAYS Recruiting Experts Worldwide

Hong Kong

20 Jan 2017
will be to execute risk assessments, penetration tests and regulatory compliance projects. What you'll need to succeed Your previous...
Accounting Officer
Burberry Limited

Hong Kong

20 Jan 2017
scenario with business department and vendor to ensure full compliance with company policy and timely payment Review... and process employee expense claims in the region to ensure compliance with internal Travel & Expense Policy Liaise with vendors...
Assistant Officer (compliance Project)
HAYS Recruiting Experts Worldwide

Hong Kong

18 Jan 2017
: Assistant Officer (Compliance Project) Education: Bachelors/ Degree Function: IT Role: Project Management Industry..., we power the world of work. Website hays.com.hk Job Description Junior opportunity for operational and compliance...
Assistant Officer (compliance Project)
HAYS Recruiting Experts Worldwide

Hong Kong

18 Jan 2017
: Assistant Officer (Compliance Project) Education: Bachelors/ Degree Function: IT Role: Project Management Industry..., we power the world of work. Website hays.com.hk Job Description Junior opportunity for operational and compliance...
Responsible Officers (type 9)
AMAC Human Resources Consultanats Ltd

(Unspecified city), HK

05 Jan 2017
Responsibility, honesty and trustworthiness, has an excellent work. ethic and integrity. Job Duties. Supervise daily operations & SFC regulated activities in compliance. with HKSFC regulations...
Responsible Officers - Type 1
Geer Consultants Limited

Hong Kong, HK

09 Jan 2017
Responsibilities. Act as Responsible Officer to supervise SFC Type 1 regulated activities. Formulate, review and update the operational procedures to ensure full regulatory compliance...
Compliance Officer
Interim Alpha Limited

(Unspecified city), Hong Kong Island, HK

05 Jan 2017
Perform search and review of existing client information based on a given set of criterion. Interacting with regional FATCA Diligent Review Lead, Local Compliance Officers, Operations, Tax...
Assistant Compliance Manager/compliance Officer
Taiwan Concord Capital Securities (Hong Kong) Ltd

Hong Kong, Hong Kong Island, HK

13 Jan 2017
The successful applicant will be responsible to assist management in carrying out the compliance... To provide advice to members of management, officers and employees on compliance issues. To develop and...
Compliance Manager, Legal & Compliance (commercial Bank)
Levin Human Capital Consulting Group

Hong Kong, Kowloon, HK

16 Jan 2017
Report to the Head of Legal & Compliance of the Bank and supervise two officers. Maintain all necessary... Ensure the Company's compliance with all applicable laws and regulations such as Anti Money Laundering...
Compliance Manager, Legal & Compliance (commercial Bank)
Levin Human Capital Consulting Group

Hong Kong, Kowloon, HK

11 Jan 2017
Report to the Head of Legal & Compliance of the Bank and supervise two officers. Maintain all necessary... Ensure the Company's compliance with all applicable laws and regulations such as Anti Money Laundering...
Regulatory Compliance Manager, Global Markets - Regulatory Compliance
HSBC

(Unspecified city), HK

15 Jan 2017
Regulatory Compliance Manager, Global Markets. Regulatory Compliance. Some careers shine brighter than... Advise the respective local compliance officers and regional business management stakeholders on...
Regulatory Compliance Manager, Global Markets - Regulatory Compliance
HSBC

(Unspecified city), HK

09 Jan 2017
As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards... Advise the respective local compliance officers and regional business management stakeholders on...
Regional Compliance Director, Investm
RegionUP.com

(Unspecified city), HK

07 Jan 2017
Your new role. You will take on a key role in managing and implementing the investment compliance... Local investment compliance officers will report into you and you will drive implementation of, and...
Regional Compliance Officer, Asia
Cigna

Hong Kong, Hong Kong Island, HK

05 Jan 2017
The successful candidate will be responsible for managing and delivering the Asia compliance and privacy... Provide compliance and privacy leadership for the local compliance and privacy officers. be internally...