Regulatory jobs in hong kong island Hong Kong
450 regulatory jobs found in hong kong island: showing 121 - 140
Manager – Financial Services
Company: BDO |
, others etc. Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes... to comply with applicable regulatory requirements Develop subject matter expertise and knowledge and provision of training...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Bank Officer, Customer Data Maintenance (1-year Contract)
Company: OCBC Bank |
accordance with guidelines on regulatory, such as AML, KYC, CDD and ECDD Perform daily customer/account maintenance , account...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Company Secretarial Assistant - Leading Listed Co
Company: TSS |
meetings, ensuring compliance with statutory and regulatory requirements. Maintain accurate records, including the company... and analysis on corporate governance practices, regulatory updates, and emerging trends. Assist in the coordination...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Vice President, Finance & Administration Department - Regulatory Reporting Team
Company: SUMITOMO MITSUI BANKING CORPORATION |
& Responsibilities: Prepare, review and submit regulatory HKMA returns/surveys/GDR/financial disclosures according to completion.... Actively update and maintain the correctness of regulatory reporting attributes. Improve data quality and existing controls...Location: Quarry Bay, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Sfc Responsible Officer (type 9) & Kip (for Public Fund)
Company: Eddid Securities and Futures Limited |
) for the future launch of the public fund; 4. Manage investment portfolios according to regulatory and internal requirements...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Manager, Company Secretarial
Company: Swire |
with regulatory bodies. Provide recommendations on the implementation of new workflow as necessary Maintain statutory records...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Contract Officer, Corporate Banking Department 1 - Japanese Corporate Team 2
Company: SUMITOMO MITSUI BANKING CORPORATION |
and ensure an updated KYC workflow is in place to fulfill regulatory requirements Ad hoc duties as assigned Requirements...Location: Quarry Bay, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Manager / Assistant Manager, Company Secretarial (cathay Team)
Company: Swire |
, and reporting with regulatory bodies. Provide recommendations on the implementation of new workflow as necessary Implement...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Manager/bank Officer, Account Services (legal Trawl) (1-year Contract)
Company: OCBC Bank |
' information from Branches / Business units and prepare reply letters to regulatory authorities. Print bank statement and reports... enquiries from regulatory authorities, branches and various business units. File and Dim documents of the section. Arrange...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Vice President / Assistant Vice President, Compliance
Company: Eddid Financial Holdings Limited |
& manuals are up-to-date with regulatory requirements and monitor adherence with these policies Assist in managing the... suitability policy Keep abreast of new regulatory requirements published by SFC, HKEX and FATCA etc Support compliance functions...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Regional Business Manager (corporate Banking Division)
Company: Michael Page |
with regulatory requirements, and collaborating with operational teams to streamline processes and enhance efficiency. Prepare... dynamics: To excel in this role, it is essential to stay abreast of the latest industry trends, regulatory developments...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Officer, Transaction Monitoring (chinese Bank) (contract)
Company: Adecco |
Transaction Reports Provide regulatory updates to management and business stakeholders from time to time Experience...Location: Wan Chai, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Vice President, Legal & Compliance Department - Compliance Assurance
Company: SUMITOMO MITSUI BANKING CORPORATION |
Monitoring Plan. Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing... management actions arising from Internal Audit reviews or regulatory examinations, where appropriate. Prepare regular and ad hoc...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Kyc Officer - Corporate Bank
Company: Michael Page |
relating to KYC/AML and keep up-to-date with relevant regulatory requirements. Profile This role...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Engineer Iii (development)
Company: The Hongkong Electric Co., Ltd. |
planning To assist in preparing various regulatory submissions under the Scheme of Control Agreement and reporting to the...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Vice President, Policy And Governance (financial Crime Compliance)
Company: OCBC Bank |
with both regulatory and Group AML requirements Prepare regular AML/CFT regulatory returns and management reports and materials to Head... and track the Annual Compliance Plan for Hong Kong and overseas subsidiaries. Co-ordinate with relevant parties on regulatory...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Financial Control Manager - Up To 55k
Company: KOS International |
- Strong knowledge of financial reporting standards and regulatory requirements...Location: Quarry Bay, Hong Kong
| Salary: HKD55000 per month | Date posted: 27 Apr 2024
It Service Supervisor
Company: Michael Page |
standards and best practices, ensuring adherence to regulatory and security protocols. Collaborate closely with IT...Location: Hong Kong Island, Hong Kong
| Salary: unspecified | Date posted: 26 Apr 2024
Principal / Senior Manager – Technical & Training Department
Company: BDO |
reporting regulatory environment in Hong Kong Solid experience in quality assurance review is a definite advantage Analytical... minded and able to work independently Held senior position in sizable professional accounting firm or regulatory...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 26 Apr 2024
Vp, Operational Risk 1st Line - Global Investment Bank
Company: Michael Page |
This role will report directly to the Head of Risk and Regulatory Services sitting under the first line of defence... of Risk and Regulatory Services whilst working in a stand alone independent contributor role The main duties include 1st line...