Regulatory jobs in kowloon city district Hong Kong
525 regulatory jobs found in kowloon city district: showing 141 - 160
Assistant Manager (social & Elderly Wellness) - Property Management : [ref :lp-amsewpm]
Company: Hong Kong Housing Society |
and ensure compliance with tenancy regulations, Deed Poll, Deed of Mutual Covenant Clauses, and relevant regulatory documents...Location: Quarry Bay, Hong Kong
| Salary: unspecified | Date posted: 28 Apr 2024
Senior Non Traded Market Risk Manager - Risk And Compliance
Company: HSBC |
(IRRBB) Support development and execution of a comprehensive and granular operating model for stewardship of regulatory... concerning IRRBB Collaborate with key stakeholders to implement adequate controls surrounding IRRBB particularly regulatory...Location: Kowloon City, Hong Kong
| Salary: unspecified | Date posted: 28 Apr 2024
Senior Manager - Licensing (fintech Unit)
Company: Securities and Futures Commission |
and enhancing the SFC’s regulatory framework governing virtual asset-related activities; evaluating developments in... regulatory bodies, major law or audit firms, international investment banks or asset managers is preferable; Knowledge...Location: Quarry Bay, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Administrator I/ii (12-month Contract)
Company: Sun Life Financial |
. Job Description: Responsibilities Perform daily checking to regulatory and non-regulatory correspondence Update the correspondence summary report...Location: Hung Hom, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Manager, New Clients Acquisition (sme)
Company: OCBC Bank |
diligence, AML assessment, FATCA and CRS in accordance with regulatory requirements Achieve individual business targets...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Manager, Sme Account Opening
Company: OCBC Bank |
assessment, FATCA and CRS in accordance with regulatory requirements Achieve individual business targets and contribute to the...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Senior Legal Counsel
Company: Swire |
, and regulatory and other compliance matters Provide transaction executional support on corporate matters, including M&A, investments... and treasury, and where appropriate, act as legal execution lead Provide legal support on regulatory and other compliance matters...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Manager – Financial Services
Company: BDO |
, others etc. Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes... to comply with applicable regulatory requirements Develop subject matter expertise and knowledge and provision of training...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Bank Officer, Customer Data Maintenance (1-year Contract)
Company: OCBC Bank |
accordance with guidelines on regulatory, such as AML, KYC, CDD and ECDD Perform daily customer/account maintenance , account...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Company Secretarial Assistant - Leading Listed Co
Company: TSS |
meetings, ensuring compliance with statutory and regulatory requirements. Maintain accurate records, including the company... and analysis on corporate governance practices, regulatory updates, and emerging trends. Assist in the coordination...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Vice President, Finance & Administration Department - Regulatory Reporting Team
Company: SUMITOMO MITSUI BANKING CORPORATION |
& Responsibilities: Prepare, review and submit regulatory HKMA returns/surveys/GDR/financial disclosures according to completion.... Actively update and maintain the correctness of regulatory reporting attributes. Improve data quality and existing controls...Location: Quarry Bay, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Sfc Responsible Officer (type 9) & Kip (for Public Fund)
Company: Eddid Securities and Futures Limited |
) for the future launch of the public fund; 4. Manage investment portfolios according to regulatory and internal requirements...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Manager, Company Secretarial
Company: Swire |
with regulatory bodies. Provide recommendations on the implementation of new workflow as necessary Maintain statutory records...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Contract Officer, Corporate Banking Department 1 - Japanese Corporate Team 2
Company: SUMITOMO MITSUI BANKING CORPORATION |
and ensure an updated KYC workflow is in place to fulfill regulatory requirements Ad hoc duties as assigned Requirements...Location: Quarry Bay, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Operations Assistant(bank)
Company: Adecco |
compliance with regulatory requirements and internal procedures/guidelines Maintain the client information with accuracy and up...Location: Kowloon Bay, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Manager / Assistant Manager, Company Secretarial (cathay Team)
Company: Swire |
, and reporting with regulatory bodies. Provide recommendations on the implementation of new workflow as necessary Implement...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Manager/bank Officer, Account Services (legal Trawl) (1-year Contract)
Company: OCBC Bank |
' information from Branches / Business units and prepare reply letters to regulatory authorities. Print bank statement and reports... enquiries from regulatory authorities, branches and various business units. File and Dim documents of the section. Arrange...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Vice President / Assistant Vice President, Compliance
Company: Eddid Financial Holdings Limited |
& manuals are up-to-date with regulatory requirements and monitor adherence with these policies Assist in managing the... suitability policy Keep abreast of new regulatory requirements published by SFC, HKEX and FATCA etc Support compliance functions...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Regional Business Manager (corporate Banking Division)
Company: Michael Page |
with regulatory requirements, and collaborating with operational teams to streamline processes and enhance efficiency. Prepare... dynamics: To excel in this role, it is essential to stay abreast of the latest industry trends, regulatory developments...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 27 Apr 2024
Assistant Vice President, Legal & Compliance Department - Compliance Assurance
Company: SUMITOMO MITSUI BANKING CORPORATION |
Monitoring Plan. Identify potential or actual regulatory risks arising from the results of compliance monitoring and proposing... management actions arising from Internal Audit reviews or regulatory examinations, where appropriate. Prepare regular and ad hoc...