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Regulatory jobs in central western district Hong Kong

406 regulatory jobs found in central western district: showing 381 - 400

Fund Accountant - Hong Kong S.a.r., China
Company: Alter Domus |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 24 Sep 2024
, and reviewing other fund related reports; Handling the fund accounts and preparation of periodic reports and regulatory reports...
Assistant Manager, Corporate Services
Company: Computershare |

Location: Wan Chai, Hong Kong

| Salary: unspecified | Date posted: 24 Sep 2024
objectives, to ensure a timely service delivery that is also compliant with applicable regulatory requirements. A role...
Executive Vice President – Equity Financing & Structuring - Hang Seng Bank (hk)
Company: HSBC |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 22 Sep 2024
of regulatory requirements and the Bank’s policies applicable to the financing and structuring business Requirements...
Branch Manager B3 - Hang Seng Bank (hk)
Company: HSBC |

Location: Mong Kok, Hong Kong

| Salary: unspecified | Date posted: 22 Sep 2024
; operate with the highest standards that meet all regulatory requirements and ensure that the front line employees act as the...
Branch Manager District Branch - Hang Seng Bank (hk)
Company: HSBC |

Location: Mong Kok, Hong Kong

| Salary: unspecified | Date posted: 21 Sep 2024
to global standards; operate with the highest standards that meet all regulatory requirements and ensure that the front line...
Administrator I/ii (12 Months Contract)
Company: Sun Life Financial |

Location: Hung Hom, Hong Kong

| Salary: unspecified | Date posted: 18 Sep 2024
allocation): Manage assigned MPF scheme accounts to comply with the regulatory and service requirements Perform data capture...
Administrator I/ii (12 Months Contract)
Company: Sun Life Financial |

Location: Hung Hom, Hong Kong

| Salary: unspecified | Date posted: 18 Sep 2024
allocation): Manage assigned MPF scheme accounts to comply with the regulatory and service requirements Perform data capture...
Senior Intern Analyst, Credit Investments
Company: CPP Investments |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 17 Sep 2024
, quality of management teams, investment merits and risks, expected returns, regulatory environment, industry dynamics...
Senior/lead, It Governance & Compliance
Company: Hex Trust |

Location: Sheung Wan, Hong Kong

| Salary: unspecified | Date posted: 13 Sep 2024
Regulatory Affairs, Security Certifications, Policy and Process Design, IT Control and Assurance, and Audit Engagement... best practices, relevant technologies, regulatory requirements, and standards. Act as the point of contact for IT Regulatory Affairs...
Senior/lead, It Governance & Compliance
Company: Hex Trust |

Location: Sheung Wan, Hong Kong

| Salary: unspecified | Date posted: 13 Sep 2024
Regulatory Affairs, Security Certifications, Policy and Process Design, IT Control and Assurance, and Audit Engagement... best practices, relevant technologies, regulatory requirements, and standards. Act as the point of contact for IT Regulatory Affairs...
Senior Officer / Assistant Manager, Compliance
Company: Adecco |

Location: Wan Chai District, Hong Kong

| Salary: unspecified | Date posted: 13 Sep 2024
. Conduct regular compliance reviews and assessments to ensure adherence to regulatory requirements and internal policies... and training to employees on compliance matters related Manage regulatory filings and reporting requirements to the SFC...
Head Of Compliance - Hong Kong
Company: Interactive Brokers |

Location: Admiralty, Hong Kong

| Salary: unspecified | Date posted: 10 Sep 2024
and advise on all Hong Kong-related compliance and regulatory matters, including: Being the primary liaison to the SFC exchanges... and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance...
Investment Platform Manager - Hang Seng Bank (hk)
Company: HSBC |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 08 Sep 2024
regulatory authorities Work closely with internal stakeholders and external vendors on project planning and execution... skills is an advantage Familiar with relevant regulatory requirement on investment products sales Excellent interpersonal...
Sr Manager/associate Director, Business Development
Company: Sun Life Financial |

Location: Hung Hom, Hong Kong

| Salary: unspecified | Date posted: 07 Sep 2024
. Compliance and Best Practices: Ensure all sales activities comply with regulatory standards, particularly in discussions...
Sr Manager/associate Director, Business Development
Company: Sun Life Financial |

Location: Hung Hom, Hong Kong

| Salary: unspecified | Date posted: 07 Sep 2024
. Compliance and Best Practices: Ensure all sales activities comply with regulatory standards, particularly in discussions...
Investment Services Manager, Securities Platform Development - Hang Seng Bank (hk)
Company: HSBC |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 06 Sep 2024
securities business and to offer quality customer journey Ensure compliance obligations for the Group and relevant regulatory... authorities are fulfilled, be familiar with relevant regulatory requirements Propose and drive the delivery to support securities...
Senior Consultant, Business Intelligence
Company: Control Risks |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 06 Sep 2024
geopolitical and regulatory risk assessment (or know when to draw upon support from other teams). Role tasks and responsibilities...
Senior Consultant, Business Intelligence
Company: Control Risks |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 05 Sep 2024
sure the deliverable meets our quality standards, and add in local context and broader geopolitical and regulatory risk...
Institution Sales (omnibus)
Company: OSL |

Location: Causeway Bay, Hong Kong

| Salary: unspecified | Date posted: 05 Sep 2024
sales cycles and decision-making processes within large organizations Familiarity with regulatory and compliance...
Manager, Partnership Development
Company: OSL |

Location: Causeway Bay, Hong Kong

| Salary: unspecified | Date posted: 05 Sep 2024
. Compliance and Risk Management: Ensuring compliance with relevant regulatory requirements and internal policies. Conducting due... management, financial planning, and risk management. Familiarity with relevant regulatory frameworks and compliance requirements...