Regulatory jobs in Hong Kong
1972 regulatory jobs found: showing 461 - 480
Analyst, Specialists, Equities Operations, Vickers Securities
Company: DBS Bank |
pricing review, stock reconciliation, IPO processing, private placement etc Produce daily, monthly and annual regulatory...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Officer, Technical Data Management
Company: Hong Kong Airlines |
: http://www.hongkongairlines.com/en_HK/career Responsibilities Maintain all technical record, regulatory and company...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Associate, Service Transformation, Private Banking
Company: Standard Chartered |
do not deteriorate the control environment of the private bank. Regulatory & Business Conduct Display exemplary conduct and live..., including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Product Sales And Solutions Consultant (r-17393)
Company: Dun & Bradstreet |
of regulatory requirements and risk management. This position requires a deep understanding of risk assessment methodologies... Leadership Stay abreast of the latest regulatory changes and industry trends in risk and compliance. Provide thought leadership...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Assistant Operation Manager / Manager (customer Due Diligence Division)
Company: Bank of China |
customers to complete CDD requirements within defined service level Comply with relevant regulatory requirements and the Bank...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Managed Investment Specialist, Wm
Company: Standard Chartered |
with the highest standards of regulatory conduct and compliance standards as defined by internal and external requirements.... Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Associate Director, Investment Advisory, Wm
Company: Standard Chartered |
of regulatory conduct and compliance standards as defined by internal and external requirements. Regulatory & Business Conduct... highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
(senior) Compliance Manager (investment And Insurance Focused) - Compliance Division
Company: Bank of China |
regarding regulatory compliance issues on investment or insurance products/ services Participate and assist in regulatory... or above in Law, Banking and Finance, Accounting or related disciplines At least 3 years' experience in legal and regulatory...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Regulatory Affairs Specialist
Company: GA Health Company Limited |
Job Description: Compile technical documents to support country-specific regulatory submissions and ensure... standards. Participate in research of regulatory requirements and disseminate regulatory information to various departments...Location: Sha Tin District, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Officer, Regulatory Compliance
Company: Shanghai Commercial Bank |
Incorporated in November 1950, Shanghai Commercial Bank Ltd. is one of the most well known local Chinese banks in Hong Kong. At present, there are more than 40 local and overseas branches. The Bank has always been pursuing the motto of its ...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Assistant Compliance Manager / Compliance Manager, Str Investigation & Reporting
Company: Shanghai Commercial Bank |
Prepare and file Suspicious Transactions Report ("STR") or equivalent regulatory reporting to ensure they are aligned... with regulatory requirements Assist in the performance of maintenance on transaction monitoring and screening systems and databases...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Senior Solutions Advisor - Insurance Risk
Company: SAS |
knowledge in Insurance Risk & Finance topics and processes more generally in Regulatory and Non-Regulatory Risk & Finance...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Senior Insurance Specialist
Company: Standard Chartered |
on all sales process Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct.... Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Manager / Assistant Manager, Credit Card, Consumer Lending
Company: Fubon Bank |
evaluation and analysis to identify the key learning Ensure full compliance to relevant regulatory requirements and assist... Bank as well as regulatory requirements Good communication skills Proficiency in English and Mandarin Please send...Location: North Point, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Assistant Manager, Professional Assessment Development
Company: The Hong Kong Institute of Bankers |
and external partners, including academics, bank practitioners and regulatory representatives To provide secretariat support...Location: Sheung Wan, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Head Of Quality
Company: Hong Kong Aircraft Engineering Company Limited |
our commitment to compliance with internal policies, customer expectations, and regulatory standards. Inspire and guide audit teams... in conducting thorough assessments of our operational processes, ensuring regulatory compliance at every turn. Collaborate...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
First Vice President, Head Of Credit Card
Company: Fubon Bank |
programs launched within assigned budget Ensure proper internal control in place and comply with regulatory requirements... as well as regulatory requirements Strong leadership, communication and people management skills Good PC knowledge...Location: North Point, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Customer Segment Manager, Wealth Management Products
Company: Fubon Bank |
Bank as well as regulatory requirements Proficiency in both English, Chinese and Mandarin Good understanding of banking...Location: Cheung Sha Wan, Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Senior Manager, Business Compliance And Operation Risks Manager (operation Risks, Private Banking)
Company: Bank of China |
Work on regulatory survey(s); conduct annual risk and control assessment to ensure relevant risks are identified... recommendations to enhance control weaknesses Perform self-assessment, gap analysis against internal and/or regulatory requirements...Location: Hong Kong
| Salary: unspecified | Date posted: 05 Feb 2025
Vp, Financial Reporting And Accounting (team Lead), Group Finance
Company: DBS Bank |
services. Responsibilities ·Responsible for DBS HK entities financial and regulatory reporting process (covering HKMA, SFC... and SG MAS regulatory reporting) ·Lead the preparation of all annual and interim financial statements in compliance...