Regulatory jobs in Hong Kong
2049 regulatory jobs found: showing 41 - 60
Associate Director, Funding & Planning
Company: Standard Chartered |
ensuring governance, regulatory and group requirements are met. In addition, the individual in this role would work closely... policies/standards Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Business Risk Manager/senior Business Risk Manager( Global Markets)
Company: Bank of China |
Job Functions: Risk Management Responsibilities: Tackle new regulatory policies about trading : FRTB, CRG13/14, Basel 3 Expand... the regulatory requirements. Understand the 1.5 line of defense mechanism on the SEA projects Elevate the overall...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Manager, Account Closure & Audit Confirmation
Company: Standard Chartered |
Responsibilities Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct.... Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Manager, Internal Audit (retail Banking Audit)
Company: Dah Sing Bank |
weaknesses and prepare audit reports Keep abreast of the latest regulatory/ industry development and emerging issues of the... of branch controls is preferred Good knowledge of banking environment and relevant regulatory requirements in Hong Kong...Location: North Point, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Client Care Executive
Company: Standard Chartered |
and procedures covering regulatory, local and group requirements. (for all levels of staff) Understand, acknowledge and comply... as an individual or as a team member so as to avoid any actual or potential legal sanctions, regulatory penalties, material financial...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Senior Business Strategy Manager-gm
Company: Bank of China |
in respect to the local laws and regulations, regulatory requirements, bank polices. Ensure that abnormal or non-compliance cases...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Senior Manager, Collection Governance & Strategy
Company: Standard Chartered |
Audits, peer reviews, external vendor audits and regulatory reviews. Participate discussion with stakeholders and support... target. Processes Ensure compliance of regulatory requirement and internal policies for all collection activities...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate, Settlement And Clearing Operations
Company: Standard Chartered |
Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal... responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Relationship Manager, Sme Banking Hk (wealth Team)
Company: Standard Chartered |
and regulatory requirements. Key Responsibilities Promote insurance and investment products for the Small Business customers...Location: Tsim Sha Tsui, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Assistant Manager, Credit Initiation
Company: Standard Chartered |
on consumer credit applications per credit policies and regulatory guidelines Comprehend the prevailing fraud type so as to deter... standards of regulatory and compliance practices as defined by internal and external requirements Regulatory & Business Conduct...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Lead, Hr Business Partner - Gsf, Tech & Ops
Company: Standard Chartered |
comply with both internal and external regulatory requirements as well as reflecting Group directions. Governance... Regulatory conduct and compliance practices as defined by internal and external requirements. This includes compliance with local...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate, Client Experience
Company: Standard Chartered |
stakeholders as well as Legal and Compliance department to assess regulatory implication of the complaint and to assist... on regulatory filing where required Prepare scheduled internal and regulatory management information report on complaints Identify...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate Director, Suitability Process & Change Delivery, Private Bank (hong Kong, Singapore)
Company: Standard Chartered |
Ensure compliance with external regulatory requirements, internal control standards and group compliance policy in the... is easily accessible to relevant stakeholders and complies with internal and external regulatory standards. Change engagement...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Global Head, Fss Client Solutions
Company: Standard Chartered |
of client mandates, SCB (eg. Subsidiarization) or regulatory driven (eg. Brexit) initiatives. Key Responsibilities Strategy..., compliance, regulatory and legal obligations are met across all interactions. Measure effectiveness via client centric KPIs...Location: Aberdeen, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Manager, Credit Risk
Company: Bank Of Communications Co Ltd - HK Branch |
industry Acute sense of credit risk, and sound knowledge in regulatory requirement ECF achievement is the definite advantage...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Deputy General Manager, Structured And Capital Finance
Company: Bank Of Communications Co Ltd - HK Branch |
latest regulatory framework Concrete sustainable finance deal experience including green loan, sustainability linked loan...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Manager, Financial Crime Compliance (aml Advisory / Transaction Monitoring)
Company: Bank Of Communications Co Ltd - HK Branch |
issues to ensure that the Bank’s operation are in compliance with statutory, regulatory and internal requirements... Investigate the alert-triggered cases and prepare the Suspicious Transaction Reports Provide FCC related regulatory updates...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Manager, Budgeting And Management Accounting
Company: Bank Of Communications Co Ltd - HK Branch |
standards, guidelines, procedures and local regulatory requirements Prepare and update accounting policies and manuals as well...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Section Head, Aml Internal Affairs (retail Business Management)
Company: Bank Of Communications Co Ltd - HK Branch |
requirements in retail banking and private banking is met with regulatory and internal control requirements Responsible...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Section Head, Treasury Transaction Settlement
Company: Bank Of Communications Co Ltd - HK Branch |
products Review transaction reporting according to regulatory requirement Participate in systems development and testing when...