Regulatory jobs in Hong Kong
1931 regulatory jobs found: showing 621 - 640
Manager, Account Closure & Audit Confirmation
Company: Standard Chartered |
Responsibilities Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct.... Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate, Settlement And Clearing Operations
Company: Standard Chartered |
Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal... responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate Director, Suitability Process & Change Delivery, Private Bank (hong Kong, Singapore)
Company: Standard Chartered |
Ensure compliance with external regulatory requirements, internal control standards and group compliance policy in the... is easily accessible to relevant stakeholders and complies with internal and external regulatory standards. Change engagement...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Assistant Manager, Credit Initiation
Company: Standard Chartered |
on consumer credit applications per credit policies and regulatory guidelines Comprehend the prevailing fraud type so as to deter... standards of regulatory and compliance practices as defined by internal and external requirements Regulatory & Business Conduct...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Relationship Manager, Sme Banking Hk (wealth Team)
Company: Standard Chartered |
and regulatory requirements. Key Responsibilities Promote insurance and investment products for the Small Business customers...Location: Tsim Sha Tsui, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate Director, Strategic Planning And Analysis
Company: Standard Chartered |
, behaviours and preferences. Financial services regulatory experience. Data governance and management...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Customer Service Representative, Chat
Company: Standard Chartered |
and procedures covering regulatory, local and group requirements. (for all levels of staff) Understand, acknowledge and comply... as an individual or as a team member so as to avoid any actual or potential legal sanctions, regulatory penalties, material financial...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Analyst, Fcc Investigations
Company: Standard Chartered |
/DOIs to address financial crime risks, aligning with relevant regulatory requirements Work with relevant stakeholders... Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Relationship Exe, Affluent Acquisition & Alliance
Company: Standard Chartered |
policies and procedures covering regulatory, local and group requirements Risk Management To comply with all relevant risk... management requirements stated in policies and procedures covering regulatory, local and group requirements To ensure...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Senior Manager, Client Experience
Company: Standard Chartered |
working relationship. Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code... of Conduct. Take personal responsibility for embedding the highest standards of ethics, including regulatory and business...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate, Fcc Investigations
Company: Standard Chartered |
regulatory requirements Work with relevant stakeholders on compliance with Group standards relating to AML/Sanctions/ABC..., including regulatory and business conduct, across Standard Chartered Bank Risk Management Ensure the suitability and quality...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Compliance And Risk Managment Officer (non-managerial Role)
Company: Sompo Insurance |
, etc. You will be expected to: Support the company in ensuring the ERM framework is aligned with the group, the regulatory standards, as well...Location: Quarry Bay, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate, Client Experience
Company: Standard Chartered |
stakeholders as well as Legal and Compliance department to assess regulatory implication of the complaint and to assist... on regulatory filing where required Prepare scheduled internal and regulatory management information report on complaints Identify...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Specialist, Account Investigations
Company: Standard Chartered |
/ Standards / Service Level Agreements, other Operational documents and/or as required by LM from time to time. Regulatory... for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank...Location: Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Manager, Agency Collection
Company: Standard Chartered |
for satisfactory closure of issues/gaps arising from Internal Audits, peer reviews, external vendor audits and regulatory reviews Work... and Code of Conduct Take responsibility for embedding the highest standards of ethics, including regulatory and business...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate Director, Managed Investment Solutions (private Banking), Wealth Solutions
Company: Standard Chartered |
deliverables that are compliant with local regulatory requirements Monitor and strengthen existing Managed Investments Platform...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Global Head, Fss Client Solutions
Company: Standard Chartered |
of client mandates, SCB (eg. Subsidiarization) or regulatory driven (eg. Brexit) initiatives. Key Responsibilities Strategy..., compliance, regulatory and legal obligations are met across all interactions. Measure effectiveness via client centric KPIs...Location: Aberdeen, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Associate Director, Funding & Planning
Company: Standard Chartered |
ensuring governance, regulatory and group requirements are met. In addition, the individual in this role would work closely... policies/standards Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Director, Strategic Planning And Analysis
Company: Standard Chartered |
and preferences. Financial services regulatory experience. Data governance and management. What we offer In line with our Fair...Location: Kwun Tong, Hong Kong
| Salary: unspecified | Date posted: 01 Feb 2025
Assistant Manager, Specialized Collections - Hong Kong
Company: Standard Chartered |
, including regulatory and business conduct, across Standard Chartered Bank, this includes understanding and ensuring compliance... from litigation, environmental claims, regulatory censure, or potential reputational loss are minimized. Governance Ensure...