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Regulatory jobs in hong kong island Hong Kong

397 regulatory jobs found in hong kong island: showing 161 - 180

Senior Manager, Bank Operations
Company: Delta Asia Financial Group |

Location: Wan Chai, Hong Kong

| Salary: unspecified | Date posted: 10 Nov 2024
, SID to ensure daily operations are efficient, effective and comply with internal guidelines and regulatory requirements... trends and regulatory changes to ensure the implantation of best market practice Perform all other related duties...
Trade Surveillance Officer - European Securities Firm
Company: Michael Page |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
and behaviors to identify potential market abuse or regulatory breaches. Investigate and escalate any suspicious trading activities... of surveillance strategies. Prepare and present reports on trade surveillance findings to management and regulatory authorities...
Vp, Open Account Trade Product, Global Transaction Services
Company: DBS Bank |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
and feedback to inform product optimizations and enhancements Ensure compliance with all regulatory and internal policy... and regulatory changes which impact open account trade products Requirements: University degree holder 6+ years of product...
Associate Director - Legal & Compliance (aml, Fatca And Aeoi)
Company: YF Life Insurance International Limited |

Location: Wan Chai District, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
effectiveness of the AML program and any identified risks. Act as the key contact point for regulatory bodies and law enforcement... against financial crime risks. Coordinate responses to audits and inspections conducted by regulatory authorities. Lead a team...
Senior Product Development Manager
Company: Michael Page |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
office ecosystem. Ensure compliance with internal guidelines and regulatory policies To support on overall thought...
Manager - Legal & Compliance
Company: YF Life Insurance International Limited |

Location: Wan Chai District, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
: Support the implementation and execution of a compliance program to address regulatory requirements, market conduct..., and product development. Monitor changes in legislation and regulatory requirements, assess their impact on the company...
Assistant Legal Director - Regulatory Authority
Company: Michael Page |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
Assistant Legal Director open at a regulatory authority Client Details Our client is a regulatory organization in... and company policies Profile Degree holder with PQE 8+ from reputable law firms Experience in a regulatory environment...
Executive Director/ Ciso (it Security & Tech Risk) - Fs
Company: Michael Page |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
challenges and regulatory requirements of the Greater China and Southeast Asia regions. Identify, assess, and manage technology... cybersecurity initiatives across the Greater China and Southeast Asia regions. Strong understanding of regulatory requirements...
Director - Legal & Compliance (regulatory, Product And Market Conduct)
Company: YF Life Insurance International Limited |

Location: Wan Chai District, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
: Develop and execute a compliance program to address regulatory requirements, market conduct, and product development. Monitor... and analyze changes in legislation and regulatory requirements affecting the insurance industry, and ensure the company...
Institutional Sales, Equity, Institutional Sales And Trading Deaprtment
Company: unknown |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
all regulatory criteria for carrying out licensed activities; Good communicator and have a board vision of sales and distribution...
Senior Associate/vp, Fund Operations (investment Business)
Company: Yue Xiu Securities Holdings Limited |

Location: Wan Chai, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
, Custodians, Auditors and other counterparties; 4. Maintain client & transaction records, products information, regulatory... regulatory reports, coordinate annual reviews and assist with data submission; 7. Collaborate with internal teams to follow up...
Head Of Digital Platform - Hang Seng Bank (hk)
Company: HSBC |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
and efficiently, maximize reuse of digital assets across WPB, as well as ensure regulatory compliance, control and stability of the...
Asian Industrials And Utilities, Associate Director - Hsbc Global Asset Management
Company: HSBC |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
landscape, and regulatory environment. Experience in covering these sectors is essential Work closely with portfolio managers...
Apac Regulatory System Implementation Business Analyst - Associate
Company: JPMorgan Chase |

Location: Hong Kong Island, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
Job Description: Join the team to exercise your business analytical skills and add value to various regulatory system... implementation initiatives. As a Product Owner, Business Analyst and Project Manager within the Asia Pacific Finance Regulatory...
Senior Project Manager
Company: Civil Service Bureau |

Location: Wan Chai, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
to the parties concerned; (c) preferably be familiarized with: (i) other countries' medical devices regulatory systems...; (ii) international organizations' medical devices regulatory standards such as World Health Organization Global...
Treasury Specialist (fiat Currency)
Company: Robert Half |

Location: Central and Western District, Hong Kong

| Salary: HKD30000 - 40000 per month | Date posted: 09 Nov 2024
risks associated with fiat currency exposure, including currency fluctuations and regulatory compliance. Payment Processing... to senior management. Regulatory Compliance: Ensure all fiat currency transactions comply with relevant regulations...
Equity Research - Industrials - Associate/ Vice President
Company: JPMorgan Chase |

Location: Central and Western District, Hong Kong

| Salary: unspecified | Date posted: 09 Nov 2024
policies and applicable legal and regulatory rules. Required Qualifications, Capabilities, and Skills: At least 3~6 years...
Finance Manager
Company: NexusSearch International Limited |

Location: Hong Kong Island, Hong Kong

| Salary: unspecified | Date posted: 08 Nov 2024
Knowledge of Listing Rules and regulatory requirements Proficient in MS Office Good command of English and Mandarin (written...
Company Secretarial Officer
Company: KOS International |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 08 Nov 2024
, and resolutions. Assist in ad-hoc projects and tasks as assigned. Ensure compliance with relevant regulatory requirements...
Receptionist / Administration Assistant
Company: HLB Hodgson Impey Cheng Limited |

Location: Central, Hong Kong

| Salary: unspecified | Date posted: 08 Nov 2024
consultancy and advisory, M&A, IPOs, internal control reviews, taxation, fraud investigation and regulatory compliance services...