Job position: Legal Counsel - Enforcement (Regulator), Hong Kong Island, Hong Kong
. They are looking for an in-house Counsel to join their regulatory team and focus on enforcement and disciplinary matters. Job Description Legal......
Job Location: Hong Kong Island, Hong Kong, Hong Kong
, compliance policies and procedures, and compliance advisory. Assist in reviewing legal documentation. Participate in ad hoc... compliance advisory teams are welcome. Legal background preferred; candidates with legal qualifications in China are encouraged...
in order to manage an acceptable level of credit loss and maximize recovery return through agency assignment and/or legal... stakeholders like Compliance, Legal, SCM, BCP team, Third Party Security Team, etc., prepare meeting deck and minutes for regular...
and implement a holistic safety & quality compliance framework including enforcement programmes, audit programmes and accident... an enforcement programme and database to ensure all enforcement programmes are properly followed Implement a programme of safety...
consistency in risk management policies in the wealth management business Partner with functional groups ie. Legal, Compliance...
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