risk, conduct and compliance matters. Key Stakeholders WRB HK management team and sub-teams including Head of WRB HK... JOB SUMMARY Overall WRB HK performance management supporting Head of WRB Finance HK and GCNA, Head of WRB Hong Kong on Financial...
Management, Management, Quality Assurance, Risk Management, Claims, Compliance, FinTech Responsibilities: Supervise day... with banking operations and related policies, legal and regulatory requirements Strong communication and interpersonal skills...
of regulatory conduct and compliance standards as defined by internal and external requirements. Regulatory & Business Conduct... risks across the products / business and compliance with applicable internal policies, and external laws and regulations...
. We are seeking high caliber person to fill in the following post. Assistant / Regulatory Affairs Officer Job Responsibilities... Prepare and submit dossier for product registration as well as license renewal; Communicate with the regulatory parties...
abreast of the latest local and global regulatory requirements and identify opportunities to improve the process and workflows.... Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal...
written enquiries/ correspondences from various units/ external parties, e.g. regulatory bodies, solicitors, etc. Perform..., handle e-Cert application and renewal Ensure the working procedures and workflow are in compliance with the external...
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