Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovat...
with us. Supervises the daily transaction processing of securities and funds to deliver a timely, smooth, reliable and efficient service... the stock pledge processing of equities and derivatives in Hong Kong. Enforces segregation of duties and proper controls...
with other business units to review compliance issues in order to address and meet regulatory or business changes Develops, reviews... and enforces the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies Conducts...
and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements, including..., but not limited to, the Hong Kong Compliance manual and Compliance policies and procedures as issued from time to time; Financial...
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