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Regulator Repairer jobs in Hong Kong


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Compliance Manager
Company: Global Insurer |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 May 2017

best practices and regulator requirements. To thrive in such environment, you will need to be driven for results, decisive...
Vp, Product Development / Associate, Product Development - Bf-mc-22048-rup
Company: Growing Asset Management Company |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 23 May 2017

or authorization of investment products at a regulator/ law firm. Candidates with over 7 years of experience will be considered for VP...
Kyc Officer- Bf-ew-21939 Rup
Company: Leading Foreign Private Banking |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 18 May 2017

files to ensure compliance with all regulator and in-house requirements. Liaise and work closely with Legal, Compliance, KYC...
Due Diligence Officer, Due Diligence, Hong Kong
Company: BNP Paribas (Asia) |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

and Regulator, and assist Line Management to coordinate Internal/External Audit and regulatory activities and submissions for DDT...
Manager, Recovery And Resolution Planning, Hk
Company: Standard Chartered Bank |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

/ Functional owners to ensure SCBHK's interpretation of the FIRO - CoP requirement is in line with the Regulator's Co-ordinate...
Compliance - Manager / Senior Manager
Company: Recruitment Intelligence Consultants Limited |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

, you will be a Degree holder with a minimum of 5 years of compliance or audit experience with financial intermediaries or regulator...
Senior Manager, Premium Collection - Services And Operations Department
Company: AIA Careers |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 17 May 2017

and divertible premium payment service to AIA customers, ensuring compliance with regulator’s guidelines and enhancing the payment...
Head Of Information Security & Technology Risk
Company: AIA Careers |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 10 May 2017

and acquisition of new talent as appropriate. Liaison with local regulator for understanding and implementation of country specific...
Compliance - Manager / Senior Manager
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

, you will be a Degree holder with a minimum of 5 years of compliance or audit experience with financial intermediaries or regulator...
Vp - Regulatory Compliance (financial Institution)
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

in large financial services institutions, or with a financial services regulator Excellent interpersonal, leadership...
Senior Regulatory Compliance Manager (12 Month Contract)
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

as a regulator, senior compliance manager or equivalent within a global firm, in the financial services industry. Ability to develop...
Job Offer: Compliance - Manager / Senior Manager
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

or audit practice with financial intermediaries or regulator, practice in asset management will be a plus. expertise of law...
Legal Counsel
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

and products and working closely with various departments and regulator on ad hoc projects. Requirements: The ideal candidate...
Head Of Product Management
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 25 May 2017

regulator Requirements: Sound knowledge in all investment products offered by Broking Services business, i.e. stocks, bonds...
Asset Management Compliance, Vp Level (1 Year Contract)
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 24 May 2017

in legal and compliance departments Outstanding interpersonal and communication skills Experience with regulator in...
Hedge Fund / Head Of Operation
Company: unknown |

Location: Wan Chai, Hong Kong, Hong Kong

| Salary: unspecified | Posted: 24 May 2017

with the regulator on the back of the support from third party professionals, i.e. lawyer or accounting house. Requirements...
Compliance - Compliance Controls And Testing Officer - Avp
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 24 May 2017

, regulator and/or similar environment; Experience of global equities and corporate products is an advantage educated to degree...
Svp - Banking Analyst
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 24 May 2017

or a regulator or a combination of both. Strong quantitative aptitude and demonstrated analytical ability. Understanding of complex...
Head Of Compliance, Ssga Asia Ex-japan
Company: State Street |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 24 May 2017

and regional committee, Regulator, Client and Trustee meetings. Manage internal and external audits, regulatory inquiries...
Compliance Officer
Company: unknown |

Location: Hong Kong, Hong Kong

| Salary: unspecified | Posted: 24 May 2017

application and membership applications if applicable; Be point of reference for regulator SFC and compliance advisor; Providing... markets; Previous experience in contact with Hong Kong regulator is a pre; Enthusiastic team-player with a pragmatic...