Regulatory jobs in central western district Hong Kong
406 regulatory jobs found in central western district: showing 181 - 200
Senior Manager, Bank Operations
Company: Delta Asia Financial Group |
, SID to ensure daily operations are efficient, effective and comply with internal guidelines and regulatory requirements... trends and regulatory changes to ensure the implantation of best market practice Perform all other related duties...Location: Wan Chai, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Relationship Manager, Corporate Cash Management
Company: Dah Sing Bank |
best possible cash product offering and delivery which are complying with regulatory requirements Participate in various marketing...Location: Wan Chai, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Assistant Manager, Company Secretarial (renewable Contract)
Company: Swire |
Ordinance and the Companies Ordinance, etc Attend to statutory filings, disclosure, and reporting with regulatory bodies...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Margin Risk Analyst/ Associate - Top Us Bank
Company: Michael Page |
, while maintaining compliance with evolving regulatory requirements. Collaborate with functional teams, including Investment Financing.... Participate in Margin Lending & Banking project initiatives. Perform regulatory gap analyses related to Credit Risk Management...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Insurance Sales Specialist, Bancassurance
Company: FWD Group |
but not a must Meet the minimum regulatory requirement for insurance intermediary license At least 2 years relevant sales experience in...Location: Admiralty, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Compliance Manager (leading Securities, Mic)
Company: Links International |
and/or other regulatory requirements in different markets Carry out regular compliance check at front, middle and back offices erform...Location: Central and Western District, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Compliance Senior Manager /deputy Head
Company: Links International |
and/or other regulatory requirements in different markets Carry out regular compliance check at front, middle and back offices erform...Location: Central and Western District, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Middle Office Director (securities -global Market)
Company: Links International |
to regulatory reporting Engage in various projects and participate in system testing activities Liaise with different counterparts...Location: Central and Western District, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Sr. Relationship Manager/relationship Manager, Corporate Banking
Company: Dah Sing Bank |
’ portfolio and market in order to determine the credit worthiness Good knowledge of regulatory and compliance requirements...Location: Wan Chai, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Regional Compensation & Benefits Lead
Company: KOS International |
of compensation structures, incentive plans, benefits administration, and regulatory requirements Proven experience in designing...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Client Data Remediation Analyst (private Banking)
Company: Morgan McKinley |
regulatory requirements Support project team & business analysts on any initiatives, carry out the UAT to facilitate the process...Location: Yau Tsim Mong District, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Margin Risk - Global Private Bank
Company: Morgan McKinley |
etc. to identify business related risks Support regulatory inquiries and compliance testing for the wealth management business...Location: Tsim Sha Tsui, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Vp, Open Account Trade Product, Global Transaction Services
Company: DBS Bank |
and feedback to inform product optimizations and enhancements Ensure compliance with all regulatory and internal policy... and regulatory changes which impact open account trade products Requirements: University degree holder 6+ years of product...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 09 Nov 2024
Senior Associate/vp, Fund Operations (investment Business)
Company: Yue Xiu Securities Holdings Limited |
, Custodians, Auditors and other counterparties; 4. Maintain client & transaction records, products information, regulatory... regulatory reports, coordinate annual reviews and assist with data submission; 7. Collaborate with internal teams to follow up...Location: Wan Chai, Hong Kong
| Salary: unspecified | Date posted: 09 Nov 2024
Assistant Legal Director - Regulatory Authority
Company: Michael Page |
Assistant Legal Director open at a regulatory authority Client Details Our client is a regulatory organization in... and company policies Profile Degree holder with PQE 8+ from reputable law firms Experience in a regulatory environment...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 09 Nov 2024
Manager - Legal & Compliance
Company: YF Life Insurance International Limited |
: Support the implementation and execution of a compliance program to address regulatory requirements, market conduct..., and product development. Monitor changes in legislation and regulatory requirements, assess their impact on the company...Location: Wan Chai District, Hong Kong
| Salary: unspecified | Date posted: 09 Nov 2024
Executive Director/ Ciso (it Security & Tech Risk) - Fs
Company: Michael Page |
challenges and regulatory requirements of the Greater China and Southeast Asia regions. Identify, assess, and manage technology... cybersecurity initiatives across the Greater China and Southeast Asia regions. Strong understanding of regulatory requirements...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 09 Nov 2024
Trade Surveillance Officer - European Securities Firm
Company: Michael Page |
and behaviors to identify potential market abuse or regulatory breaches. Investigate and escalate any suspicious trading activities... of surveillance strategies. Prepare and present reports on trade surveillance findings to management and regulatory authorities...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 09 Nov 2024
Institutional Sales, Equity, Institutional Sales And Trading Deaprtment
Company: unknown |
all regulatory criteria for carrying out licensed activities; Good communicator and have a board vision of sales and distribution...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 09 Nov 2024
Senior Product Development Manager
Company: Michael Page |
office ecosystem. Ensure compliance with internal guidelines and regulatory policies To support on overall thought...