Regulatory jobs in central western district Hong Kong
406 regulatory jobs found in central western district: showing 161 - 180
Dealing Executive > 28k Bank + Hksi P1 Qualified Equities
Company: Top Executive Ltd. |
Management is an advantage. Passed HKSI Regulatory Paper 1 (Fundamentals of Securities and Futures Regulation) examination... accordance with the client’s instructions, the Company’s policies and the relevant regulatory requirements; Manage...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Manager, Credit Analysis
Company: Cathay United Bank |
and industry dynamics as well as regulatory changes Sound knowledge in various commercial lending products (including Trade... Finance) and the regulatory requirements of credit management Good analytical, problem-solving and report-writing skills...Location: Causeway Bay, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Trust Relationship Officer - Global Private Banking
Company: HSBC |
as requested by Trust Relationship Managers Ensure proper compliance of policies, guidelines and regulatory requirements...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Vice President, Relationship Management - Private Wealth Management
Company: Cathay United Bank |
compliance with regulatory requirement Identify clients’ investment needs. Advise and provide customized private wealth... performance objectives as well as upholding corporate and compliance culture Strict adherence to internal and external regulatory...Location: Causeway Bay, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Senior Manager / Manager – Digital Solution Delivery
Company: Sun Life Financial |
of continuous improvement and professional growth. Ensure compliance with regulatory requirements and company policies throughout...Location: Hung Hom, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Assistant Manager, Credit And Risk Management Department - Hong Kong Branch
Company: unknown |
approvers Ensure the compliance of regulatory requirement as well as credit policy guidelines in credit assessment Support...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Senior Customer Service Officer - Wealth & Personal Banking
Company: HSBC |
-terrorist financing compliance controls in accordance with HSBC or regulatory standards and policies Multiple work locations...Location: Hung Hom, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
A Foreign Financial Institution - Hr Associate (30-40k)
Company: Robert Half |
relations, and compensation & rewards. Ensure compliance with legal and regulatory requirements. Handle employee relations...Location: Central and Western District, Hong Kong
| Salary: HKD30000 - 40000 per month | Date posted: 13 Nov 2024
Fund Accountant, Native Mandarin (open To Big 4 Pe/hedge Sa1)
Company: Robert Half |
. Support audits and regulatory examinations by providing necessary documentation and information. Assist with client KYC/AML...Location: Central and Western District, Hong Kong
| Salary: HKD25000 - 35000 per month | Date posted: 13 Nov 2024
Assistant Manager/manager (aml/kyc) (one Year Renewable Contract)
Company: Adecco |
with regulatory requirements and internal AML policies Conduct procedure reviews on an on-going basis and ensure adherence... to regulatory requirements and internal policies Work closely with business units to provide effective KYC review support services...Location: Wan Chai District, Hong Kong
| Salary: HKD30000 - 34000 per month | Date posted: 13 Nov 2024
Senior Manager / Manager – Digital Solution Delivery
Company: Sun Life Financial |
of continuous improvement and professional growth. Ensure compliance with regulatory requirements and company policies throughout...Location: Hung Hom, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Credit Risk - Vp / Avp
Company: KOS International |
methodologies, financial analysis, and lending principles. - Familiarity with HKMA / SFC regulatory requirements related to credit...Location: Central and Western District, Hong Kong
| Salary: unspecified | Date posted: 13 Nov 2024
Tech Risk - Avp
Company: KOS International |
risk management and regulatory compliance. Key Responsibilities: - Act as a key player in the second line of defense..., and enhance tech risk management frameworks, policies, and procedures aligned with the organization's strategy, regulatory...Location: Central and Western District, Hong Kong
| Salary: unspecified | Date posted: 12 Nov 2024
Insurance Compliance (agency Channel, 1st Line Business)
Company: China Life Insurance (Overseas) Company Limited |
with regulatory requirements. Monitor new business activities from agent and company agent to ensure compliance with internal... policies and regulatory standards. Provide guidance and training to agent and company agent’s staff on sales conduct...Location: Wan Chai, Hong Kong
| Salary: unspecified | Date posted: 12 Nov 2024
Senior Product Manager, Commercialization - Commercial Banking
Company: HSBC |
development, competitors move and the regulatory environment related to the assigned product suite Support Sales teams...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 12 Nov 2024
Senior Manager, Non- Financial Risk
Company: Robert Half |
is advantageous. Thorough understanding of Hong Kong's regulatory guidelines pertaining to risk management. Excellent interpersonal...Location: Central and Western District, Hong Kong
| Salary: unspecified | Date posted: 12 Nov 2024
Senior Business Analyst (18 Months Ftc) - Hsbc Insurance
Company: HSBC |
, and regulatory compliance is highly desirable. Consultancy experience preferable Strong and demonstratable problem-solving skills...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 12 Nov 2024
Securities Dealing Manager - Hang Seng Bank (hk)
Company: HSBC |
securities dealing activities and its operations, ensuring strict adherence to internal policies and regulatory requirements... compliance with regulatory standards. Champion the maintenance of operational resilience by implementing best practice...Location: Central, Hong Kong
| Salary: unspecified | Date posted: 12 Nov 2024
Deputy Ceo, General Insurance (macau)
Company: Delta Asia Financial Group |
to ensure all policies, procedures and manuals comply with the regulatory requirements and industry/market practices. Drive the..., competitor activities, and regulatory changes to identify opportunities and mitigate risks. Liaise with various departments...Location: Wan Chai, Hong Kong
| Salary: unspecified | Date posted: 10 Nov 2024
Regional Customer Service Manager – Us Medical Device
Company: Talent Blue |
To partner with other team: Commercial teams, Supply Chain, Product Service and Engineering, Regulatory, Quality, End User...